0001127602-20-005659.txt : 20200214
0001127602-20-005659.hdr.sgml : 20200214
20200214163110
ACCESSION NUMBER: 0001127602-20-005659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200212
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gilliam Joseph E
CENTRAL INDEX KEY: 0001705850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 20620761
MAIL ADDRESS:
STREET 1: C/O GLAUKOS CORPORATION
STREET 2: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-12
0001192448
GLAUKOS Corp
GKOS
0001705850
Gilliam Joseph E
C/O GLAUKOS CORPORATION
92672
1
CFO, SVP Corporate Development
Common Stock
2020-02-12
4
M
0
3750
41.69
A
51278
D
Common Stock
2020-02-12
4
S
0
3750
68.50
D
47528
D
Stock Options (Right to Buy)
41.69
2020-02-12
4
M
0
3750
0
D
2027-05-05
Common Stock
3750
159343
D
Includes 37,853 restricted stock units that have not yet vested or been delivered to the Reporting Person.
These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.
/s/ Robert L. Davis, Attorney-in-Fact
2020-02-14