0001012975-14-000212.txt : 20140328
0001012975-14-000212.hdr.sgml : 20140328
20140328193029
ACCESSION NUMBER: 0001012975-14-000212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140327
FILED AS OF DATE: 20140328
DATE AS OF CHANGE: 20140328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Versartis, Inc.
CENTRAL INDEX KEY: 0001513818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 244106690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 275 SHORELINE DRIVE
STREET 2: SUITE 450
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 6509638580
MAIL ADDRESS:
STREET 1: 275 SHORELINE DRIVE
STREET 2: SUITE 450
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Delagardelle Jeani
CENTRAL INDEX KEY: 0001441563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727388
MAIL ADDRESS:
STREET 1: C/O NEW LEAF VENTURE PARTNERS, L.L.C.
STREET 2: 2500 SAND HILL ROAD, SUITE 203
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lathi Vijay K
CENTRAL INDEX KEY: 0001340806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727389
MAIL ADDRESS:
STREET 1: C/O NEW LEAF VENTURE PARTNERS
STREET 2: 2500 SAND HILL ROAD, SUITE 203
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIEDEL JAMES
CENTRAL INDEX KEY: 0001231092
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727391
MAIL ADDRESS:
STREET 1: C/O CREDIT SUISSE PRIVATE EQUITY INC
STREET 2: 11 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Leaf Venture Management II, L.L.C.
CENTRAL INDEX KEY: 0001441857
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727393
BUSINESS ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646 871-6400
MAIL ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Leaf Venture Associates II, L.P.
CENTRAL INDEX KEY: 0001441858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727395
BUSINESS ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646 871-6400
MAIL ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chambon Philippe O.
CENTRAL INDEX KEY: 0001192212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727392
MAIL ADDRESS:
STREET 1: C/O NEW LEAF VENTURE PARTNERS
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: CHAMBON PHILIPPE
DATE OF NAME CHANGE: 20020924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ratcliffe Liam
CENTRAL INDEX KEY: 0001547100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727387
MAIL ADDRESS:
STREET 1: C/O NEW LEAF VENTURE PARTNERS
STREET 2: 7 TIMES SQUARE - SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUNT RONALD
CENTRAL INDEX KEY: 0001247851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727390
MAIL ADDRESS:
STREET 1: C/O CREDIT SUISSE 1ST BOSTON PRV EQY
STREET 2: 11 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Leaf Ventures II, L.P.
CENTRAL INDEX KEY: 0001441439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 14727396
BUSINESS ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (646) 871-6400
MAIL ADDRESS:
STREET 1: TIMES SQUARE TOWER
STREET 2: 7 TIMES SQUARE, SUITE 3502
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-27
0001513818
Versartis, Inc.
VSAR
0001441439
New Leaf Ventures II, L.P.
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
1
0
1
0
0001441858
New Leaf Venture Associates II, L.P.
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
1
0
1
0
0001441857
New Leaf Venture Management II, L.L.C.
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
1
0
1
0
0001192212
Chambon Philippe O.
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
0
0
1
0
0001231092
NIEDEL JAMES
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
0
0
1
0
0001247851
HUNT RONALD
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
0
0
1
0
0001340806
Lathi Vijay K
C/O NEW LEAF VENTURES
1200 PARK PLACE, SUITE 300
SAN MATEO
CA
94043
0
0
1
0
0001441563
Delagardelle Jeani
C/O NEW LEAF VENTURES
1200 PARK PLACE, SUITE 300
SAN MATEO
CA
94043
0
0
1
0
0001547100
Ratcliffe Liam
C/O NEW LEAF VENTURES
TIMES SQUARE TOWER, 7 TIMES SQ, STE 3502
NEW YORK
NY
10036
0
0
1
0
Common Stock
2014-03-27
4
C
0
1821084
A
1821084
D
Common Stock
2014-03-27
4
C
0
733880
A
2554964
D
Common Stock
2014-03-27
4
C
0
265219
A
2820183
D
Common Stock
2014-03-27
4
C
0
117342
A
2937525
D
Common Stock
2014-03-27
4
C
0
308356
A
3245881
D
Common Stock
2014-03-27
4
C
0
66049
A
3311930
D
Common Stock
2014-03-27
4
P
0
60000
21.02
A
3371930
D
Series B Convertible Preferred Stock
0
2014-03-27
4
C
0
20942466
0
D
Common Stock
1821084
0
D
Series C Convertible Preferred Stock
0
2014-03-27
4
C
0
8439620
0
D
Common Stock
733880
0
D
Series D1 Convertible Preferred Stock
0
2014-03-27
4
C
0
3050019
0
D
Common Stock
265219
0
D
Series D2 Convertible Preferred Stock
0
2014-03-27
4
C
0
1349433
0
D
Common Stock
117342
0
D
Series E Convertible Preferred Stock
0
2014-03-27
4
C
0
3546094
0
D
Common Stock
308356
0
D
Warrant
.45
2014-03-27
4
X
0
759565
0
D
Series B Convertible Preferred Stock
759565
0
D
Series B Convertible Preferred Stock
0
2014-03-27
4
C
0
759565
0
D
Common Stock
66049
0
D
The shares automatically converted into Common Stock on a 1-for-11.5 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
Represents shares directly beneficially owned by NLV II. New Leaf Venture Associates II, L.P. ("NLV Associates") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management") is the general partner of NLV Associates. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi, James Niedel and Liam Ratcliffe are the individual managers of NLV Management (the "Individual Managers"). NLV Associates and NLV Management disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. As one of six individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his economic interest.
Immediately exercisable. The warrant shall expire on the earlier of October 12, 2017 or the closing of the Issuer's initial public offering.
/s/ Craig L. Slutzkin, Chief Financial Officer of New Leaf Venture Management II, L.L.C., the sole general partner of New Leaf Venture Associates II, L.P., the sole general partner of New Leaf Ventures II, L.P.
2014-03-28
/s/ Craig L. Slutzkin, Chief Financial Officer of New Leaf Venture Management II, L.L.C., the sole general partner of New Leaf Venture Associates II, L.P.
2014-03-28
/s/ Craig L. Slutzkin, Chief Financial Officer of New Leaf Venture Management II, L.L.C.
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for Philippe O. Chambon
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for James Niedel
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for Ronald Hunt
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for Vijay Lathi
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for Jeani Delagardelle
2014-03-28
/s/ Craig L. Slutzkin, as Attorney-in-Fact for Liam Ratcliffe
2014-03-28