0001179110-12-008380.txt : 20120514
0001179110-12-008380.hdr.sgml : 20120514
20120514165447
ACCESSION NUMBER: 0001179110-12-008380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120510
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAZEN PAUL
CENTRAL INDEX KEY: 0001192055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33437
FILM NUMBER: 12839430
MAIL ADDRESS:
STREET 1: P O BOX 7070
CITY: CARMEL
STATE: CA
ZIP: 93921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR Financial Holdings LLC
CENTRAL INDEX KEY: 0001386926
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 113801844
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: (415) 315-3620
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
edgar.xml
FORM 4 -
X0305
4
2012-05-10
0
0001386926
KKR Financial Holdings LLC
KFN
0001192055
HAZEN PAUL
C/O KKR FINANCIAL HOLDINGS LLC
555 CALIFORNIA STREET, 50TH FLOOR
SAN FRANCISCO
CA
94104
1
0
0
0
Common Shares
2012-05-10
4
P
0
11467
8.7568
A
564806
I
See Footnote
Common Shares
2012-05-10
4
P
0
11300
8.8114
A
576106
I
See Footnote
Common Shares
2012-05-10
4
P
0
11200
8.8095
A
587306
I
See Footnote
Consists of 11,467 common shares acquired by the Brandt Hazen Gift Trust 2005 (the "Brandt Trust"). Mr. Hazen is an investment advisor to the Brandt Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brandt Trust.
Consists of 11,300 common shares acquired by the Brooke Hazen 2005 Gift Trust (the "Brooke Trust"). Mr. Hazen is an investment advisor to the Brooke Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brooke Trust.
Consists of 11,200 common shares acquired by the David Duron 2005 Gift Trust (the "Duron Trust", and together with the Brandt Trust and the Brooke Trust, the "Trusts"). Mr. Hazen is an investment advisor to the Duron Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Duron Trust.
Consists of 530,989 common shares held directly by Mr. Hazen and 56,317 common shares held directly by the Trusts. Mr. Hazen disclaims any beneficial ownership in the common shares held by the Trusts.
Paul M. Hazen
2012-05-14