-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bl+QC/9F00XvkDWWXdP9+xxI1HC1zoI5hUHyV//68wM0Li9kGxilt0WqPbRVXPBO 49JgI7pXzKat8lIiHBNCIg== 0000950142-10-000173.txt : 20100210 0000950142-10-000173.hdr.sgml : 20100210 20100210094403 ACCESSION NUMBER: 0000950142-10-000173 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 GROUP MEMBERS: KABU.COM SECURITIES CO., LTD. GROUP MEMBERS: KOKUSAI ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ FINANCIAL GROUP, INC. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ TRUST AND BANKING CORPORATION GROUP MEMBERS: MU INVESTMENTS CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KONAMI CORP CENTRAL INDEX KEY: 0001191141 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78987 FILM NUMBER: 10586340 BUSINESS ADDRESS: STREET 1: 7-2, AKASAKA 9-CHOME, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 107-8323 BUSINESS PHONE: 813-5771-0218 MAIL ADDRESS: STREET 1: 7-2, AKASAKA 9-CHOME, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 107-8323 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 14F STREET 2: CF BTMU PLANNING OFFICE ATTN. SASAKI CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G 1 sc13g_konami.htm SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. _)*

Konami Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

50046R101

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x  :   Rule 13d-1(b)

o  :  Rule 13d-1(c)

o  :  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Financial Group, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

7,587,985

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

7,587,985

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,587,985

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.7%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Trust and Banking Corporation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

3,671,400

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

3,671,400

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,671,400

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.8%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Securities Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

1,950,285

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

1,950,285

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,950,285

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.5%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Asset Management Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

1,824,200

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

1,824,200

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,824,200

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.4%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

MU Investments Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

11,800

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

11,800

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

11,800

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

kabu.com Securities Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

39,200

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

39,200

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

39,200

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

1

NAME OF REPORTING PERSON

 

KOKUSAI Asset Management Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)

(b)

 

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

91,100

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

91,100

8

SHARED DISPOSITIVE POWER

 

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

91,100

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.1%

12

TYPE OF REPORTING PERSON (See Instructions)

 

FI

 

 

 


CUSIP NO. 50046R101

 

ITEM 1

 

 

(a)

Name of Issuer

Konami Corporation

 

 

(b)

Address of Issuer’s Principal Executive Offices

7-2 Akasaka 9-chome, Minato-ku, Tokyo, 107-8323 Japan

ITEM 2

 

 

(a)

Names of Persons Filing

Mitsubishi UFJ Financial Group, Inc. (“MUFG”)

Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)

Mitsubishi UFJ Securities Co., Ltd. (“MUS”)

Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)

MU Investments Co., Ltd. (“MUI”)

kabu.com Securities Co., Ltd. (“KC”)

KOKUSAI Asset Management Co., Ltd. (“KAM”)

 

 

(b)

Address of Principal Business Office or, if none, Residence

MUFG:

7-1 Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

MUTB:

4-5 Marunouchi 1-chome, Chiyoda-ku

Tokyo 100-8212, Japan

MUS:

4-1 Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-6334, Japan

MUAM:

4-5 Marunouchi 1-chome, Chiyoda-ku

Tokyo 100-8212, Japan

MUI:

2-15 Nihonbashi Muromachi 3-chome, Chuo-ku

Tokyo 103-0022, Japan

KC:

3-2 Otemachi 1-chome, Chiyoda-ku

Tokyo 100-0004, Japan

 

 


CUSIP NO. 50046R101

 

KAM:

1-1 Marunouchi 3-chome, Chiyoda-ku

Tokyo 100-0005, Japan

 

 

(c)

Citizenship

Not applicable.

 

 

(d)

Title of Class of Securities

Common Stock

 

 

(e)

CUSIP Number

50046R101

ITEM 3

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

MUFG:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company

 

MUTB:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

 


CUSIP NO. 50046R101

 

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank

 

MUS:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer

 

 


CUSIP NO. 50046R101

 

 

MUAM:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser

 

MUI:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

 


CUSIP NO. 50046R101

 

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser

 

KC:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer

 

KAM:

(a) o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f) o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g) o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h) o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 


CUSIP NO. 50046R101

 

 

(i) o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser

ITEM 4

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

For MUFG

 

 

(a)

Amount beneficially owned:

7,587,985

 

 

(b)

Percent of class:

5.69%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

7,587,985

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

7,587,985

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For MUTB

 

 

(a)

Amount beneficially owned:

3,671,400

 

 

(b)

Percent of class:

2.75%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

3,671,400

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

3,671,400

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For MUS

 

 

(a)

Amount beneficially owned:

1,950,285

 

 

(b)

Percent of class:

1.46%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

1,950,285

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

1,950,285

 

 


CUSIP NO. 50046R101

 

 

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For MUAM

 

 

(a)

Amount beneficially owned:

1,824,200

 

 

(b)

Percent of class:

1.37%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

1,824,200

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

1,824,200

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For MUI

 

 

(a)

Amount beneficially owned:

11,800

 

 

(b)

Percent of class:

0.01%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

11,800

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

11,800

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For KC

 

 

(a)

Amount beneficially owned:

39,200

 

 

(b)

Percent of class:

0.03%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

39,200

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

39,200

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

 

For KAM

 

 

(a)

Amount beneficially owned:

91,100

 

 

(b)

Percent of class:

0.07%

 

 

(c)

Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

91,100

 

(ii) Shared power to vote or to direct the vote:

-0-

 

(iii) Sole power to dispose or to direct the disposition of:

91,100

 

 


CUSIP NO. 50046R101

 

 

 

(iv) Shared power to dispose or to direct the disposition of:

-0-

ITEM 5

Ownership of Five Percent or Less of a Class

Not applicable.

ITEM 6

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

ITEM 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

As of December 31, 2009, MUFG beneficially owns 7,587,985 shares of the issuer indirectly through its subsidiaries as follows: MUTB holds 3,671,400 shares; MUS holds 1,950,285 shares; MUAM holds 1,824,200 shares; MUI holds 11,800 shares; KC holds 39,200 shares; and KAM holds 91,100 shares.

ITEM 8

Identification and Classification of Members of the Group

Not applicable.

ITEM 9

Notice of Dissolution of Group

Not applicable.

ITEM 10

Certifications

By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions. The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

 

 

By:

/s/ Takami Onodera

Name: Takami Onodera

Title: General Manager, Credit & Investment Management Division

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

MITSUBISHI UFJ TRUST AND BANKING CORPORATION

 

 

By:

/s/ Koji Kawakami

Name: Koji Kawakami

Title: Deputy General Manager of Trust Assets Planning Division

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

MITSUBISHI UFJ SECURITIES CO., LTD.

 

 

By:

/s/ Hirofumi Noda

Name: Hirofumi Noda

Title: General Manager, Corporate Planning Division

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.

 

 

By:

/s/ Katsutoshi Edamura

Name: Katsutoshi Edamura

Title: General Manager of Risk Management Division

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

MU INVESTMENTS CO., LTD.

 

 

By:

/s/ Nishichi Omori

Name: Nishichi Omori

Title: Director

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

KABU.COM SECURITIES CO., LTD.

 

 

By:

/s/ Takeshi Amemiya

Name: Takeshi Amemiya

Title: General Manager of Corporate Administration

 

 


CUSIP NO. 50046R101

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010

 

KOKUSAI ASSET MANAGEMENT CO., LTD.

 

 

By:

/s/ Takeshi Dohi

Name: Takeshi Dohi

Title: General Manager, Investment Management Planning Dept.

 

 

 

 

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