0001173431-14-000106.txt : 20141103 0001173431-14-000106.hdr.sgml : 20141103 20141103164819 ACCESSION NUMBER: 0001173431-14-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141030 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS MARVIN W CENTRAL INDEX KEY: 0001190837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 141190033 MAIL ADDRESS: STREET 1: FORD MOTOR CO STREET 2: ONE AMERICAN RD CITY: DEARBORN STATE: MI ZIP: 48126 4 1 wf-form4_141505128843284.xml FORM 4 X0306 4 2014-10-30 0 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001190837 ADAMS MARVIN W 200 S. 108TH AVE. OMAHA NE 68154 0 1 0 0 Exec. VP & COO Common Stock 2014-10-30 4 S 0 46150 33.06 D 250123 D (1) This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.89 to $33.17. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. /s/ David L. Lambert, as attorney-in-fact for Marvin W. Adams 2014-11-03