FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
OncoMed Pharmaceuticals Inc [ OMED ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/23/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/23/2013 | C | 1,028,381 | A | (1) | 1,028,381 | I | Directly owned by USVP VIII(2) | ||
Common Stock | 07/23/2013 | C | 1,215,407 | A | (1) | 2,243,788 | I | Directly owned by USVP VIII(2) | ||
Common Stock | 07/23/2013 | C | 1,505,032 | A | (1) | 3,748,820 | I | Directly owned by USVP VIII(2) | ||
Common Stock | 07/23/2013 | P | 155,164 | A | $17 | 3,903,984 | I | Directly owned by USVP VIII(2) | ||
Common Stock | 07/23/2013 | C | 9,505 | A | (1) | 9,505 | I | Directly owned by EP VIII-A(2) | ||
Common Stock | 07/23/2013 | C | 11,233 | A | (1) | 20,738 | I | Directly owned by EP VIII-A(2) | ||
Common Stock | 07/23/2013 | C | 13,910 | A | (1) | 34,648 | I | Directly owned by EP VIII-A(2) | ||
Common Stock | 07/23/2013 | P | 1,434 | A | $17 | 36,082 | I | Directly owned by EP VIII-A(2) | ||
Common Stock | 07/23/2013 | C | 4,817 | A | (1) | 4,817 | I | Directly owned by EP VIII-B(2) | ||
Common Stock | 07/23/2013 | C | 5,694 | A | (1) | 10,511 | I | Directly owned by EP VIII-B(2) | ||
Common Stock | 07/23/2013 | C | 7,051 | A | (1) | 17,562 | I | Directly owned by EP VIII-B(2) | ||
Common Stock | 07/23/2013 | P | 727 | A | $17 | 18,289 | I | Directly owned by EP VIII-B(2) | ||
Common Stock | 07/23/2013 | C | 9,926 | A | (1) | 9,926 | I | Directly owned by AFF VIII(2) | ||
Common Stock | 07/23/2013 | C | 11,731 | A | (1) | 21,657 | I | Directly owned by AFF VIII(2) | ||
Common Stock | 07/23/2013 | C | 14,527 | A | (1) | 36,184 | I | Directly owned by AFF VIII(2) | ||
Common Stock | 07/23/2013 | P | 1,498 | A | $17 | 37,682 | I | Directly owned by AFF VIII(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock(1) | (1) | 07/23/2013 | C | 1,028,381 | (3) | (4) | Common Stock | 1,028,381 | (1) | 0 | I | Directly owned by USVP VIII(2) | |||
Series A Preferred Stock(1) | (1) | 07/23/2013 | C | 9,505 | (3) | (4) | Common Stock | 9,505 | (1) | 0 | I | Directly owned by EP VIII-A(2) | |||
Series A Preferred Stock(1) | (1) | 07/23/2013 | C | 4,817 | (3) | (4) | Common Stock | 4,817 | (1) | 0 | I | Directly owned by EP VIII-B(2) | |||
Series A Preferred Stock(1) | (1) | 07/23/2013 | C | 9,926 | (3) | (4) | Common Stock | 9,926 | (1) | 0 | I | Directly owned by AFF VIII(2) | |||
Series B Preferred Stock(1) | (1) | 07/23/2013 | C | 1,215,407 | (3) | (4) | Common Stock | 1,215,407 | (1) | 0 | I | Directly owned by USVP VIII(2) | |||
Series B Preferred Stock(1) | (1) | 07/23/2013 | C | 11,233 | (3) | (4) | Common Stock | 11,233 | (1) | 0 | I | Directly owned by EP VIII-A(2) | |||
Series B Preferred Stock(1) | (1) | 07/23/2013 | C | 5,694 | (3) | (4) | Common Stock | 5,694 | (1) | 0 | I | Directly owned by EP VIII-B(2) | |||
Series B Preferred Stock(1) | (1) | 07/23/2013 | C | 11,731 | (3) | (4) | Common Stock | 11,731 | (1) | 0 | I | Directly owned by AFF VIII(2) | |||
Series B-1 Preferred Stock(1) | (1) | 07/23/2013 | C | 1,505,032 | (3) | (4) | Common Stock | 1,505,032 | (1) | 0 | I | Directly owned by USVP VIII(2) | |||
Series B-1 Preferred Stock(1) | (1) | 07/23/2013 | C | 13,910 | (3) | (4) | Common Stock | 13,910 | (1) | 0 | I | Directly owned by EP VIII-A(2) | |||
Series B-1 Preferred Stock(1) | (1) | 07/23/2013 | C | 7,051 | (3) | (4) | Common Stock | 7,051 | (1) | 0 | I | Directly owned by EP VIII-B(2) | |||
Series B-1 Preferred Stock(1) | (1) | 07/23/2013 | C | 14,527 | (3) | (4) | Common Stock | 14,527 | (1) | 0 | I | Directly owned by AFF VIII(2) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Each share of Series A, Series B and Series B-1 Preferred Stock automatically converted on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering on July 23, 2013. |
2. The reported securities are owned directly by each of U.S. Venture Partners VIII, L.P. ("USVP VIII"), USVP VIII Affiliates Fund, L.P. ("AFF VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A") and USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B" and together with USVP VIII, AFF VIII and EP VIII-A, the "USVP Funds"). Presidio Management Group VIII, LLC, or PMG VIII, is the general partner of the USVP Funds, and may be deemed to have sole voting and dispositive power over the shares held by the USVP Funds. PMG VIII and Irwin Federman, Winston Fu, Steven Krausz, David Liddle, Jonathan Root, Christopher Rust, Casey Tansey and Philip Young, the managing members of PMG VII, who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the USVP Funds except to the extent of any pecuniary interest therein. |
3. The securities are immediately convertible. |
4. The expiration date is not relevant to the conversion of these securities. |
Remarks: |
This report is the first of two reports, each on a separate Form 4, but relating to the same transaction being filed by the reporting persons. |
/s/ Michael Maher, Attorney-in-Fact for Presidio Management Group VIII, L.L.C. | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for U.S. Venture Partners VIII, L.P. | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for USVP Entrepreneur Partners VIII-A, L.P. | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for USVP Entrepreneur Partners VIII-B, L.P. | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for USVP VIII Affiliates Fund, L.P. | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for Irwin Federman | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for Winston S. Fu | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for Steven M. Krausz | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for David E. Liddle | 07/23/2013 | |
/s/ Michael Maher, Attorney-in-Fact for Christopher J. Rust | 07/23/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |