-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHZjhZaCxm9/j2F4zNGV+SpzPCJ867ougW183x60BAtmRu92cLC00nLb2p/X1P+T NCbgW012PLyoUM2ZPderfw== 0001181431-11-001823.txt : 20110105 0001181431-11-001823.hdr.sgml : 20110105 20110105161645 ACCESSION NUMBER: 0001181431-11-001823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100908 FILED AS OF DATE: 20110105 DATE AS OF CHANGE: 20110105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESLEY NORMAN H CENTRAL INDEX KEY: 0001190600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 11511074 MAIL ADDRESS: STREET 1: 225 W WESTMINSTER CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474844400 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd285975.xml GIFTS AND RSU AWARD X0303 4 2010-09-08 0 0000789073 FORTUNE BRANDS INC FO 0001190600 WESLEY NORMAN H 520 LAKE COOK ROAD DEERFIELD IL 60015 1 0 0 0 Common Stock, Par Value $3.125 2010-09-08 5 G 0 10781 0 D 142941 D Common Stock, Par Value $3.125 2010-09-10 5 G 0 13140 0 D 129801 D Common Stock, Par Value $3.125 2011-01-03 4 M 0 50000 0 A 179801 D Common Stock, Par Value $3.125 2011-01-03 4 F 0 19800 60.61 D 160001 D Common Stock, Par Value $3.125 16070 I By Citigroup Global Markets Inc. IRA Restricted Stock Units 2011-01-03 4 M 0 50000 0 D Common 50000 0 D Reflects a gift of shares. Reflects the vesting and payment of a restricted stock unit award made to Mr. Wesley on February 25, 2008 under the Company's 2007 Long-Term Incentive Plan. Reflects the withholding by the issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3. Each restricted stock unit converts to one share of the issuer's common stock. In order to receive payment of the award, Mr. Wesley had to remain employed with the Company through December 31, 2010, or if he terminated employment prior thereto, he had to strictly adhere to certain non-compete and confidentiality restrictions until December 31, 2010. The award was paid in the form of shares on January 3, 2011, the first business day that the New York Stock Exchange was open in January 2011. On September 8, 2010, Mr. Wesley made a gift of 10,781 shares of the issuer's common stock to Glenwood School for Boys and Girls. On September 10, 2010, Mr. Wesley made a gift of 13,140 shares of the issuer's common stock to Glenwood School for Boys and Girls. On January 3, 2011, a restricted stock unit award (RSUs) granted to Mr. Wesley on February 25, 2008 vested and became payable in shares of the issuer's common stock. Mr. Wesley was paid 50,000 shares of the issuer's common stock (one share for each restricted stock unit which vested). The Company withheld 19,800 shares in payment of taxes. As a result of these transactions, Mr. Wesley increased his direct ownership to 160,001 shares of Fortune Brands common stock. He continues to own options to purchase 938,237 of the issuer's common stock. Also, Mr. Wesley indirectly owns 16,070 shares of issuer's common stock through an IRA account with Citigroup Global Markets, Inc. Angela M. Pla, Attorney-in-Fact for Norman H. Wesley 2011-01-05 -----END PRIVACY-ENHANCED MESSAGE-----