0001209191-18-043387.txt : 20180719
0001209191-18-043387.hdr.sgml : 20180719
20180719174023
ACCESSION NUMBER: 0001209191-18-043387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180716
FILED AS OF DATE: 20180719
DATE AS OF CHANGE: 20180719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARVEY KEVIN
CENTRAL INDEX KEY: 0001190213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 18961114
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-16
0
0001212458
PROOFPOINT INC
PFPT
0001190213
HARVEY KEVIN
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
1
0
0
0
Common Stock
2018-07-16
4
A
0
1687
0.00
A
17850
D
Common Stock
2018-07-16
4
A
0
301
0.00
A
18151
D
Common Stock
234464
I
See footnote
Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Represents an award of RSUs. The RSUs vest as to 1/4th of the total number of shares on July 16, 2018 and an additional 1/4th of the total number of shares will vest on each of September 30, 2018, December 31, 2018 and March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Shares are owned directly by Kevin R. Harvey's family trust.
/s/ Steven M. Spurlock, by power of attorney for Kevin R. Harvey
2018-07-19