0001474506-12-000021.txt : 20120210
0001474506-12-000021.hdr.sgml : 20120210
20120210142349
ACCESSION NUMBER: 0001474506-12-000021
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BAKER EDWARD L
CENTRAL INDEX KEY: 0001190087
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 501 RIVERSIDE AVENUE
STREET 2: SUITE 500
CITY: JACKSONVILLE
STATE: FL
ZIP: 32206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC
CENTRAL INDEX KEY: 0000844059
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210]
IRS NUMBER: 592924957
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40400
FILM NUMBER: 12591940
BUSINESS ADDRESS:
STREET 1: 501 RIVERSIDE AVE
STREET 2: SUITE 500
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043965733
MAIL ADDRESS:
STREET 1: 501 RIVERSIDE AVE
STREET 2: SUITE 500
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
FORMER COMPANY:
FORMER CONFORMED NAME: FRP PROPERTIES INC
DATE OF NAME CHANGE: 19920703
SC 13G
1
schedule13gedwardbaker.txt
SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
Patriot Transportation Holding, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
70337B102
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Daniel B. Nunn, Jr.
Fowler White Boggs P.A.
50 North Laura Street
Suite 2800
Jacksonville, Florida 32202
(904) 598-3118
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in
a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the
Exchange Act or otherwise subject to the liabilities of that section of
the Exchange Act but shall be subject to all other provisions of the
Exchange Act (however, see the Notes).
SCHEDULE 13G
-----------------------------------------------------------------------
CUSIP No.: 70337B102
-----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker and Thompson S. Baker II as trustees of the separate
trust for Edward L. Baker created under the Cynthia L. Baker trust
U/A/D April 30, 1965.
---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
-----------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
-----------------------------------------------------------------------
5 SOLE VOTING POWER
423,274
NUMBER OF SHARES ---------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH ---------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 423,274
WITH ---------------------------------------
8 SHARED DISPOSITIVE POWER
0
-----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
423,274
-----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
-----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.55%
-----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
-----------------------------------------------------------------------
SCHEDULE 13G
-----------------------------------------------------------------------
CUSIP No.: 70337B102
-----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Edward L. Baker
---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
-----------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-----------------------------------------------------------------------
5 SOLE VOTING POWER
264,717
NUMBER OF SHARES ---------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 423,274
EACH ---------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 264,717
WITH ---------------------------------------
8 SHARED DISPOSITIVE POWER
423,274
-----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
735,991
----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.9%
----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
----------------------------------------------------------------------
SCHEDULE 13G
----------------------------------------------------------------------
CUSIP No.: 70337B102
----------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Thompson S. Baker II
--------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
----------------------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------------------
5 SOLE VOTING POWER
57,429
NUMBER OF SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 429,871
EACH --------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 57,429
WITH --------------------------------------
8 SHARED DISPOSITIVE POWER
429,871
----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
111,429
----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2%
----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
----------------------------------------------------------------------
Item 1.
(a) The name of the Issuer is Patriot Transportation Holding,
Inc.
(b) The Issuer's principal executive offices are located at
501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202.
Item 2.
(a) This Schedule 13G is filed on behalf of Edward L. Baker
and Thompson S. Baker II, as trustees for the separate trust for Edward
L. Baker created under the Cynthia L. Baker trust U/D/A April 30, 1965
(the "ELB Trust"), and Edward L. Baker and Thompson S. Baker II,
individually (each, a "Reporting Person").
(b) The principal executive offices of the ELB Trust are
located at Bessemer Trust Company, Attention: Paul Barkus, 630 Fifth
Avenue, New York, NY 10111.
The principal business address for Edward L. Baker, is
501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. The
principal business address for Thompson S. Baker II, is 501 Riverside
Avenue, Suite 500, Jacksonville, Florida 32202.
(c) The Cynthia L. Baker Trust (the "CLB Trust") was
organized as a Florida trust on April 30, 1965. The individual
Reporting Persons are citizens of the United States.
(d) This Schedule 13G relates to the common stock of the
Issuer, par value $.10 per share. The numbers pertaining to ownership
of the common stock contained in this Schedule 13G reflect an
adjustment for the Issuer's 3-for-1 stock split effective as of
January 17, 2011.
(e) The CUSIP number of the common stock is 70337B102.
Item 3.
Not applicable
Item 4.
(a) Amount beneficially owned:
1) ELB Trust: 423,274
2) Edward L. Baker: 735,911
3) Thompson S. Baker II: 111,429
Total: 847,340 shares
(b) Percent of class:
1) ELB Trust: 4.55%
2) Edward L. Baker: 7.9%
3) Thompson S. Baker II: 1.2%
Total: 9.1%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
1) ELB Trust: 423,274
2) Edward L. Baker: 264,717
3) Thompson S. Baker II: 57,429
Total: 745,420
(ii) Shared power to vote or to direct the vote:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker II: 429,871
Total: 429,871
(iii) Sole power to dispose or to direct the
disposition of:
1) ELB Trust: 423,274
2) Edward L. Baker: 264,717
3) Thompson S. Baker II: 57,429
Total: 745,420
(iv) Shared power to dispose or to direct the
disposition of:
1) ELB Trust: 0
2) Edward L. Baker: 423,274
3) Thompson S. Baker II: 429,871
Total: 429,871
Edward L. Baker - Voting and Dispositive Power
-----------------------------------------------
Edward L. Baker has sole voting and dispositive power over
174,597 shares that he holds as trustee of certain trusts for the
benefit of the children of John D. Baker II, 78,573 shares owned by
his Living Trust, 7,626 shares that are held in a retirement account
and 3,921 shares that he holds directly.
Mr. Baker has shared voting and dispositive power with
respect to the 423,274 shares held by the ELB Trust.
Edward L. Baker - Beneficial Ownership
--------------------------------------
The beneficial ownership total of Edward L. Baker shown above
includes the 423,274 shares held by the ELB Trust. Mr. Baker's
reported beneficial ownership total also includes (i) 48,000 shares
issuable under options that are exercisable within 60 days of
December 31, 2011, (ii) 3,921 shares that he holds directly,
(iii) 78,573 shares owned by his Living Trust, (iv) 7,626 shares
held in a retirement account, and (v) 174,597 shares that he holds
as trustee for the benefit of the children of John D. Baker II as to
which he disclaims beneficial ownership.
Thompson S. Baker II - Voting and Dispositive Power
---------------------------------------------------
Thompson S. Baker II has sole voting and dispositive power
over 57,390 shares that he holds directly and 39 shares held in a
retirement account.
Mr. Baker has shared voting and dispositive power with respect
to the 423,274 shares held by the ELB Trust and 6,597 shares held in
trust for the benefit of his children.
Thompson S. Baker II - Beneficial Ownership
-------------------------------------------
The beneficial ownership of Thompson S. Baker II shown above
includes (i) 57,390 shares that he holds directly, (ii) 39 shares held
in a retirement account and (iii) 54,000 shares issuable under options
that are exercisable within 60 days of December 31, 2011. Mr. Baker's
reported beneficial ownership total does not include (i) the 6,597
shares held in trust for the benefit of his children, (ii) the 423,274
shares held by the ELB Trust or (iii) 2,199 shares owned by his wife.
Mr. Baker disclaims beneficial ownership of those shares.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
ELB Trust
Edward L. Baker
Thompsons S. Baker II
Each Reporting Person may also be deemed to be members of a
group with John D. Baker II and Edward L. Baker II. Each Reporting
Person disclaims beneficial ownership of the shares owned by such
persons.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set
forth in this Statement is true, correct and complete.
Dated: February 8, 2012
/s/ Edward L. Baker
_________________________________
Edward L. Baker
/s/ Thompson S. Baker II
_________________________________
Thompson S. Baker II
/s/ Edward L. Baker
__________________________________
Edward L. Baker, as Trustee of ELB
Trust
/s/ Thompson S. Baker II
__________________________________
Thompson S. Baker II, as Trustee of
ELB Trust