0001474506-12-000021.txt : 20120210 0001474506-12-000021.hdr.sgml : 20120210 20120210142349 ACCESSION NUMBER: 0001474506-12-000021 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAKER EDWARD L CENTRAL INDEX KEY: 0001190087 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVENUE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC CENTRAL INDEX KEY: 0000844059 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210] IRS NUMBER: 592924957 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40400 FILM NUMBER: 12591940 BUSINESS ADDRESS: STREET 1: 501 RIVERSIDE AVE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043965733 MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32202 FORMER COMPANY: FORMER CONFORMED NAME: FRP PROPERTIES INC DATE OF NAME CHANGE: 19920703 SC 13G 1 schedule13gedwardbaker.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Patriot Transportation Holding, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 70337B102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Daniel B. Nunn, Jr. Fowler White Boggs P.A. 50 North Laura Street Suite 2800 Jacksonville, Florida 32202 (904) 598-3118 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). SCHEDULE 13G ----------------------------------------------------------------------- CUSIP No.: 70337B102 ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Edward L. Baker and Thompson S. Baker II as trustees of the separate trust for Edward L. Baker created under the Cynthia L. Baker trust U/A/D April 30, 1965. --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Florida ----------------------------------------------------------------------- 5 SOLE VOTING POWER 423,274 NUMBER OF SHARES --------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH --------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 423,274 WITH --------------------------------------- 8 SHARED DISPOSITIVE POWER 0 ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 423,274 ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.55% ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ----------------------------------------------------------------------- SCHEDULE 13G ----------------------------------------------------------------------- CUSIP No.: 70337B102 ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Edward L. Baker --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ----------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------------------------- 5 SOLE VOTING POWER 264,717 NUMBER OF SHARES --------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 423,274 EACH --------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 264,717 WITH --------------------------------------- 8 SHARED DISPOSITIVE POWER 423,274 ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 735,991 ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.9% ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ---------------------------------------------------------------------- SCHEDULE 13G ---------------------------------------------------------------------- CUSIP No.: 70337B102 ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Thompson S. Baker II -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ---------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------------------------------------------------------------------- 5 SOLE VOTING POWER 57,429 NUMBER OF SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 429,871 EACH -------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 57,429 WITH -------------------------------------- 8 SHARED DISPOSITIVE POWER 429,871 ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 111,429 ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.2% ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ---------------------------------------------------------------------- Item 1. (a) The name of the Issuer is Patriot Transportation Holding, Inc. (b) The Issuer's principal executive offices are located at 501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. Item 2. (a) This Schedule 13G is filed on behalf of Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker trust U/D/A April 30, 1965 (the "ELB Trust"), and Edward L. Baker and Thompson S. Baker II, individually (each, a "Reporting Person"). (b) The principal executive offices of the ELB Trust are located at Bessemer Trust Company, Attention: Paul Barkus, 630 Fifth Avenue, New York, NY 10111. The principal business address for Edward L. Baker, is 501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. The principal business address for Thompson S. Baker II, is 501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. (c) The Cynthia L. Baker Trust (the "CLB Trust") was organized as a Florida trust on April 30, 1965. The individual Reporting Persons are citizens of the United States. (d) This Schedule 13G relates to the common stock of the Issuer, par value $.10 per share. The numbers pertaining to ownership of the common stock contained in this Schedule 13G reflect an adjustment for the Issuer's 3-for-1 stock split effective as of January 17, 2011. (e) The CUSIP number of the common stock is 70337B102. Item 3. Not applicable Item 4. (a) Amount beneficially owned: 1) ELB Trust: 423,274 2) Edward L. Baker: 735,911 3) Thompson S. Baker II: 111,429 Total: 847,340 shares (b) Percent of class: 1) ELB Trust: 4.55% 2) Edward L. Baker: 7.9% 3) Thompson S. Baker II: 1.2% Total: 9.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1) ELB Trust: 423,274 2) Edward L. Baker: 264,717 3) Thompson S. Baker II: 57,429 Total: 745,420 (ii) Shared power to vote or to direct the vote: 1) ELB Trust: 0 2) Edward L. Baker: 423,274 3) Thompson S. Baker II: 429,871 Total: 429,871 (iii) Sole power to dispose or to direct the disposition of: 1) ELB Trust: 423,274 2) Edward L. Baker: 264,717 3) Thompson S. Baker II: 57,429 Total: 745,420 (iv) Shared power to dispose or to direct the disposition of: 1) ELB Trust: 0 2) Edward L. Baker: 423,274 3) Thompson S. Baker II: 429,871 Total: 429,871 Edward L. Baker - Voting and Dispositive Power ----------------------------------------------- Edward L. Baker has sole voting and dispositive power over 174,597 shares that he holds as trustee of certain trusts for the benefit of the children of John D. Baker II, 78,573 shares owned by his Living Trust, 7,626 shares that are held in a retirement account and 3,921 shares that he holds directly. Mr. Baker has shared voting and dispositive power with respect to the 423,274 shares held by the ELB Trust. Edward L. Baker - Beneficial Ownership -------------------------------------- The beneficial ownership total of Edward L. Baker shown above includes the 423,274 shares held by the ELB Trust. Mr. Baker's reported beneficial ownership total also includes (i) 48,000 shares issuable under options that are exercisable within 60 days of December 31, 2011, (ii) 3,921 shares that he holds directly, (iii) 78,573 shares owned by his Living Trust, (iv) 7,626 shares held in a retirement account, and (v) 174,597 shares that he holds as trustee for the benefit of the children of John D. Baker II as to which he disclaims beneficial ownership. Thompson S. Baker II - Voting and Dispositive Power --------------------------------------------------- Thompson S. Baker II has sole voting and dispositive power over 57,390 shares that he holds directly and 39 shares held in a retirement account. Mr. Baker has shared voting and dispositive power with respect to the 423,274 shares held by the ELB Trust and 6,597 shares held in trust for the benefit of his children. Thompson S. Baker II - Beneficial Ownership ------------------------------------------- The beneficial ownership of Thompson S. Baker II shown above includes (i) 57,390 shares that he holds directly, (ii) 39 shares held in a retirement account and (iii) 54,000 shares issuable under options that are exercisable within 60 days of December 31, 2011. Mr. Baker's reported beneficial ownership total does not include (i) the 6,597 shares held in trust for the benefit of his children, (ii) the 423,274 shares held by the ELB Trust or (iii) 2,199 shares owned by his wife. Mr. Baker disclaims beneficial ownership of those shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. ELB Trust Edward L. Baker Thompsons S. Baker II Each Reporting Person may also be deemed to be members of a group with John D. Baker II and Edward L. Baker II. Each Reporting Person disclaims beneficial ownership of the shares owned by such persons. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, correct and complete. Dated: February 8, 2012 /s/ Edward L. Baker _________________________________ Edward L. Baker /s/ Thompson S. Baker II _________________________________ Thompson S. Baker II /s/ Edward L. Baker __________________________________ Edward L. Baker, as Trustee of ELB Trust /s/ Thompson S. Baker II __________________________________ Thompson S. Baker II, as Trustee of ELB Trust