0001209191-13-053657.txt : 20131122 0001209191-13-053657.hdr.sgml : 20131122 20131122084906 ACCESSION NUMBER: 0001209191-13-053657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131121 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Brands Inc CENTRAL INDEX KEY: 0001311538 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 646-356-0200 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREWS MARK CENTRAL INDEX KEY: 0001188554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32849 FILM NUMBER: 131236897 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-21 0 0001311538 Castle Brands Inc ROX 0001188554 ANDREWS MARK C/O CASTLE BRANDS INC. 122 EAST 42ND ST, SUITE 4700 NEW YORK NY 10168 1 0 0 0 Common Stock 2013-11-21 4 P 0 5000 0.75 A 1717758 D Common Stock 104400 I Held By IRA Common Stock 1183079 I By Knappogue Corp. Includes shares of Common Stock held jointly with the reporting person's spouse. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. /s/ Mark Andrews 2013-11-21