0001209191-11-035871.txt : 20110622 0001209191-11-035871.hdr.sgml : 20110622 20110622125628 ACCESSION NUMBER: 0001209191-11-035871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110620 FILED AS OF DATE: 20110622 DATE AS OF CHANGE: 20110622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREWS MARK CENTRAL INDEX KEY: 0001188554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32849 FILM NUMBER: 11925253 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Brands Inc CENTRAL INDEX KEY: 0001311538 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 646-356-0200 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-20 0 0001311538 Castle Brands Inc ROX 0001188554 ANDREWS MARK C/O CASTLE BRANDS INC. 122 WEST 42ND ST, SUITE 4700 NEW YORK NY 10168 1 0 0 0 Stock Option (Right to Buy) 0.33 2011-06-20 4 A 0 250000 0.00 D 2021-06-20 Common Stock 250000 250000 D The option will vest in four equal annual installments beginning on the first anniversary of the grant date provided that Mr. Andrews is then still a director or employee of the Company, subject to earlier vesting in the event of death, disability or a "Change of Control." /s/ Mark Andrews 2011-06-20