0001209191-11-035871.txt : 20110622
0001209191-11-035871.hdr.sgml : 20110622
20110622125628
ACCESSION NUMBER: 0001209191-11-035871
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110620
FILED AS OF DATE: 20110622
DATE AS OF CHANGE: 20110622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANDREWS MARK
CENTRAL INDEX KEY: 0001188554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32849
FILM NUMBER: 11925253
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Castle Brands Inc
CENTRAL INDEX KEY: 0001311538
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
BUSINESS PHONE: 646-356-0200
MAIL ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-06-20
0
0001311538
Castle Brands Inc
ROX
0001188554
ANDREWS MARK
C/O CASTLE BRANDS INC.
122 WEST 42ND ST, SUITE 4700
NEW YORK
NY
10168
1
0
0
0
Stock Option (Right to Buy)
0.33
2011-06-20
4
A
0
250000
0.00
D
2021-06-20
Common Stock
250000
250000
D
The option will vest in four equal annual installments beginning on the first anniversary of the grant date provided that Mr. Andrews is then still a director or employee of the Company, subject to earlier vesting in the event of death, disability or a "Change of Control."
/s/ Mark Andrews
2011-06-20