0001140361-14-013576.txt : 20140319
0001140361-14-013576.hdr.sgml : 20140319
20140319191917
ACCESSION NUMBER: 0001140361-14-013576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140317
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOEN PHILIP J
CENTRAL INDEX KEY: 0001188110
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 14705169
MAIL ADDRESS:
STREET 1: 1 SAVVIS PARKWAY
CITY: TOWN & COUNTRY
STATE: MO
ZIP: 63017
4
1
doc1.xml
FORM 4
X0306
4
2014-03-17
0
0001212458
PROOFPOINT INC
PFPT
0001188110
KOEN PHILIP J
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2014-03-17
4
M
0
10000
4.88
A
10094
D
Common Stock
2014-03-17
4
S
0
10000
42.8437
D
94
D
Non-qualified stock option (right to buy)
4.88
2014-03-17
4
M
0
10000
0
D
2020-10-28
Common Stock
10000
5000
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2013.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $42.39 to $43.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Philip Koen by Michael Yang, Attorney-in-Fact
2014-03-19