0001209191-12-052128.txt : 20121107
0001209191-12-052128.hdr.sgml : 20121107
20121107163041
ACCESSION NUMBER: 0001209191-12-052128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121105
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J PETER
CENTRAL INDEX KEY: 0001187593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 121187184
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c30370_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-11-05
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187593
RICKETTS J PETER
4211 SOUTH 102ND STREET
OMAHA
NE
68127
1
0
0
0
Common Stock
2012-08-20
5
G
0
E
325
0
D
552346
D
Common Stock
2012-09-05
5
G
0
E
5700
0
D
546646
D
Common Stock
2012-09-06
5
G
0
E
600
0
D
546046
D
Common Stock
2012-09-10
5
G
0
E
575
0
D
545471
D
Common Stock
2012-11-01
5
G
0
E
5850
0
D
539621
D
Common Stock
2012-11-05
5
G
0
E
2000
0
D
537621
D
Common Stock
2012-11-05
4
S
0
7500
16.32
D
530121
D
Common Stock
2012-11-06
4
S
0
7500
16.41
D
522621
D
Common Stock
183073
I
By annuity trusts
Common Stock
105300
I
By his children
Reflecting a corrected balance properly showing a gift of 1,100 shares made and timely reported in December 2009.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $16.41 to $16.42. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.
Shares are held by trusts created for Mr. Ricketts' children.
/s/ Brenna O'Connor as attorney-in-fact for J. Peter Ricketts
2012-11-07