0001209191-12-042234.txt : 20120816 0001209191-12-042234.hdr.sgml : 20120816 20120816164931 ACCESSION NUMBER: 0001209191-12-042234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120517 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J PETER CENTRAL INDEX KEY: 0001187593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 121040519 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c29691_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-05-17 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187593 RICKETTS J PETER 4211 SOUTH 102ND STREET OMAHA NE 68127 1 0 0 0 Common Stock 2012-05-17 5 G 0 E 3300 0 D 556026 D Common Stock 2012-05-22 5 G 0 E 400 0 D 555626 D Common Stock 2012-05-29 5 G 0 E 600 0 D 555026 D Common Stock 2012-08-14 5 G 0 E 1300 0 D 553726 D Common Stock 2012-08-14 4 A 0 45 0 A 553771 D Common Stock 183073 I By annuity trusts Common Stock 105300 I By his children Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary. Shares are held by trusts created for Mr. Ricketts' children. /s/ Brenna O'Connor as attorney-in-fact for J. Peter Ricketts 2012-08-16