0001209191-12-028997.txt : 20120517
0001209191-12-028997.hdr.sgml : 20120517
20120517172646
ACCESSION NUMBER: 0001209191-12-028997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120221
FILED AS OF DATE: 20120517
DATE AS OF CHANGE: 20120517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J PETER
CENTRAL INDEX KEY: 0001187593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 12853051
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c28809_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0305
4
2012-02-21
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187593
RICKETTS J PETER
4211 SOUTH 102ND STREET
OMAHA
NE
68127
1
0
0
0
Common Stock
2012-02-21
5
G
0
E
7200
0
D
572708
D
Common Stock
2012-02-24
5
G
0
E
1025
0
D
571683
D
Common Stock
2012-02-28
5
G
0
E
300
0
D
571383
D
Common Stock
2012-03-02
5
G
0
E
6300
0
D
565083
D
Common Stock
2012-04-24
5
G
0
E
5500
0
D
559583
D
Common Stock
2012-05-09
5
G
0
E
300
0
D
559283
D
Common Stock
2012-05-15
4
A
0
43
0
A
559326
D
Common Stock
183073
I
By annuity trusts
Common Stock
105300
I
By his children
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.
Shares are held by trusts created for Mr. Ricketts' children.
/s/ Brenna O'Connor as attorney-in-fact for J. Peter Ricketts
2012-05-17