0001209191-12-028997.txt : 20120517 0001209191-12-028997.hdr.sgml : 20120517 20120517172646 ACCESSION NUMBER: 0001209191-12-028997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120221 FILED AS OF DATE: 20120517 DATE AS OF CHANGE: 20120517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J PETER CENTRAL INDEX KEY: 0001187593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 12853051 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c28809_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-02-21 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187593 RICKETTS J PETER 4211 SOUTH 102ND STREET OMAHA NE 68127 1 0 0 0 Common Stock 2012-02-21 5 G 0 E 7200 0 D 572708 D Common Stock 2012-02-24 5 G 0 E 1025 0 D 571683 D Common Stock 2012-02-28 5 G 0 E 300 0 D 571383 D Common Stock 2012-03-02 5 G 0 E 6300 0 D 565083 D Common Stock 2012-04-24 5 G 0 E 5500 0 D 559583 D Common Stock 2012-05-09 5 G 0 E 300 0 D 559283 D Common Stock 2012-05-15 4 A 0 43 0 A 559326 D Common Stock 183073 I By annuity trusts Common Stock 105300 I By his children Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary. Shares are held by trusts created for Mr. Ricketts' children. /s/ Brenna O'Connor as attorney-in-fact for J. Peter Ricketts 2012-05-17