0001209191-11-031624.txt : 20110527
0001209191-11-031624.hdr.sgml : 20110527
20110527170448
ACCESSION NUMBER: 0001209191-11-031624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110525
FILED AS OF DATE: 20110527
DATE AS OF CHANGE: 20110527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J PETER
CENTRAL INDEX KEY: 0001187593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 11878946
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c18039_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-05-25
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187593
RICKETTS J PETER
4211 SOUTH 102ND STREET
OMAHA
NE
68127
1
0
0
0
Common Stock
2011-05-25
4
J
0
190216
0
A
678381
D
Common Stock
2011-05-25
4
J
0
190216
0
D
570649
I
By annuity trust
Common Stock
2011-05-25
4
J
0
190216
0
D
380433
I
By annuity trust
Common Stock
2011-05-25
4
J
0
190216
0
D
190217
I
By annuity trust
Common Stock
2011-05-25
4
J
0
190217
0
D
0
I
By annuity trust
Common Stock
170353
I
By annuity trust
Common Stock
87048
I
By his children
Transfer of shares, for no consideration, to Mr. Ricketts from the Marlene M. Ricketts 2004-2 Qualified Annuity Trust in connection with the termination of the trust, to which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary.
Transfer of shares, for no consideration, to one of Mr. Ricketts siblings from the Marlene M. Ricketts 2004-2 Qualified Annuity Trust in connection with the termination of the trust, to which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary.
Shares are held by the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary.
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.
Shares are held by trusts created for Mr. Ricketts' children.
/s/ J. Peter Ricketts
2011-05-27