0001209191-11-017143.txt : 20110310
0001209191-11-017143.hdr.sgml : 20110310
20110310170933
ACCESSION NUMBER: 0001209191-11-017143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110309
FILED AS OF DATE: 20110310
DATE AS OF CHANGE: 20110310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J PETER
CENTRAL INDEX KEY: 0001187593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 11679339
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c13961_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-03-09
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187593
RICKETTS J PETER
4211 SOUTH 102ND STREET
OMAHA
NE
68127
1
0
0
0
Common Stock
2011-03-09
4
J
0
1600
0
D
489502
D
Common Stock
2011-03-09
4
J
0
1140
0
D
488362
D
Common Stock
2011-03-09
4
J
0
230
0
D
488132
D
Common Stock
170353
I
By annuity trust
Common Stock
760865
I
By annuity trust
Common Stock
87048
I
By his children
Transfer of shares, for no consideration, as a charitable donation.
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.
Shares are held by the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary.
Shares are held by trusts created for Mr. Ricketts' children.
/s/ J. Peter Ricketts
2011-03-10