0001209191-11-017143.txt : 20110310 0001209191-11-017143.hdr.sgml : 20110310 20110310170933 ACCESSION NUMBER: 0001209191-11-017143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110309 FILED AS OF DATE: 20110310 DATE AS OF CHANGE: 20110310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J PETER CENTRAL INDEX KEY: 0001187593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11679339 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c13961_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-03-09 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187593 RICKETTS J PETER 4211 SOUTH 102ND STREET OMAHA NE 68127 1 0 0 0 Common Stock 2011-03-09 4 J 0 1600 0 D 489502 D Common Stock 2011-03-09 4 J 0 1140 0 D 488362 D Common Stock 2011-03-09 4 J 0 230 0 D 488132 D Common Stock 170353 I By annuity trust Common Stock 760865 I By annuity trust Common Stock 87048 I By his children Transfer of shares, for no consideration, as a charitable donation. Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary. Shares are held by the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary. Shares are held by trusts created for Mr. Ricketts' children. /s/ J. Peter Ricketts 2011-03-10