-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sl0ifDObLrsc2Mv8ONW/ImCPK/aPA2tpY3SwQU5nnKwaC8Q2fhw1VKxxZsfihbiA b+ROeefV1eodT+9B2vIbdg== 0001209191-10-060365.txt : 20101214 0001209191-10-060365.hdr.sgml : 20101214 20101214183614 ACCESSION NUMBER: 0001209191-10-060365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101210 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J PETER CENTRAL INDEX KEY: 0001187593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 101251689 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c09675_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-12-10 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187593 RICKETTS J PETER 4211 SOUTH 102ND STREET OMAHA NE 68127 1 0 0 0 Common Stock 2010-12-10 4 J 0 550 0 D 449973 D Common Stock 2010-12-13 4 J 0 550 0 D 449423 D Common Stock 236844 I By annuity trust Common Stock 876865 I By annuity trust Common Stock 61401 I By his children Transfer of shares, for no consideration, as a charitable donation. Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary. Shares are held by the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is co-trustee and his mother is the grantor and a beneficiary. Shares are held by trusts created for Mr. Ricketts' children. /s/ J. Peter Ricketts 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----