0001209191-12-018986.txt : 20120319 0001209191-12-018986.hdr.sgml : 20120319 20120319163017 ACCESSION NUMBER: 0001209191-12-018986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120315 FILED AS OF DATE: 20120319 DATE AS OF CHANGE: 20120319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOPLOW ELLEN L S CENTRAL INDEX KEY: 0001187589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 12700876 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 FORMER NAME: FORMER CONFORMED NAME: KOPLOW ELLENL L S DATE OF NAME CHANGE: 20020909 4 1 c28021_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2012-03-15 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187589 KOPLOW ELLEN L S 4211 SOUTH 102ND ST. OMAHA NE 68127 0 1 0 0 Executive VP, General Counsel Common Stock 2012-03-15 4 M 0 6552 3.51 A 126552 D Common Stock 2012-03-15 4 S 0 6552 20.00 D 120000 D Common Stock 13710 I By 401(k) plan Employee Stock Option (right to buy) 3.51 2012-03-15 4 M 0 6552 0 D 2012-10-31 Common Stock 6552 0 D The option vested annually from the date of grant over 4 years. /s/ David L. Lambert as attorney-in-fact for Ellen L.S. Koplow 2012-03-19