0001209191-12-018986.txt : 20120319
0001209191-12-018986.hdr.sgml : 20120319
20120319163017
ACCESSION NUMBER: 0001209191-12-018986
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120315
FILED AS OF DATE: 20120319
DATE AS OF CHANGE: 20120319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOPLOW ELLEN L S
CENTRAL INDEX KEY: 0001187589
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 12700876
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER NAME:
FORMER CONFORMED NAME: KOPLOW ELLENL L S
DATE OF NAME CHANGE: 20020909
4
1
c28021_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2012-03-15
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187589
KOPLOW ELLEN L S
4211 SOUTH 102ND ST.
OMAHA
NE
68127
0
1
0
0
Executive VP, General Counsel
Common Stock
2012-03-15
4
M
0
6552
3.51
A
126552
D
Common Stock
2012-03-15
4
S
0
6552
20.00
D
120000
D
Common Stock
13710
I
By 401(k) plan
Employee Stock Option (right to buy)
3.51
2012-03-15
4
M
0
6552
0
D
2012-10-31
Common Stock
6552
0
D
The option vested annually from the date of grant over 4 years.
/s/ David L. Lambert as attorney-in-fact for Ellen L.S. Koplow
2012-03-19