-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QE8B17HXNB0fus7+XXBRwi9qD3HrXBCbNAsHHreBj1eaYH8CdCX5q1ofe5daT11T ZZQ7MNvlpe96VNWn3tC+sQ== 0001209191-11-003117.txt : 20110113 0001209191-11-003117.hdr.sgml : 20110113 20110113173304 ACCESSION NUMBER: 0001209191-11-003117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101025 FILED AS OF DATE: 20110113 DATE AS OF CHANGE: 20110113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOPLOW ELLEN L S CENTRAL INDEX KEY: 0001187589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11528307 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 FORMER NAME: FORMER CONFORMED NAME: KOPLOW ELLENL L S DATE OF NAME CHANGE: 20020909 4 1 c11050_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-10-25 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187589 KOPLOW ELLEN L S 4211 SOUTH 102ND ST. OMAHA NE 68127 0 1 0 0 Executive VP, General Counsel Common Stock 2010-10-25 4 F 0 3528 16.75 D 88877 D Common Stock 2010-12-15 4 A 0 45 0 A 88922 D Common Stock 2011-01-11 4 M 0 23800 4.25 A 112722 D Common Stock 2011-01-11 4 S 0 23800 20.02 D 88922 D Common Stock 2011-01-12 4 M 0 88555 4.25 A 177477 D Common Stock 2011-01-12 4 S 0 88555 20.03 D 88922 D Common Stock 13220 I By 401(k) plan Employee Stock Option (right to buy) 4.25 2011-01-11 4 M 0 23800 0 D 2011-10-23 Common Stock 23800 88555 D Employee Stock Option (right to buy) 4.25 2011-01-12 4 M 0 88555 0 D 2011-10-23 Common Stock 88555 0 D This sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2010. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.00 to $20.07. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.00 to $20.09. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. The option vested annually from the date of grant over four years. /s/ Ellen L.S. Koplow 2011-01-13 -----END PRIVACY-ENHANCED MESSAGE-----