0001209191-13-026621.txt : 20130515 0001209191-13-026621.hdr.sgml : 20130515 20130515210345 ACCESSION NUMBER: 0001209191-13-026621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120404 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOGLIA JOSEPH H CENTRAL INDEX KEY: 0001187586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 13849314 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c540232_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-04-04 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187586 MOGLIA JOSEPH H 4211 SOUTH 102ND ST. OMAHA NE 68127 1 0 0 0 Common Stock 2012-04-04 4 G 0 168455 0 D 354979 I By annuity trusts Common Stock 2013-05-13 4 S 0 4800 22.16 D 255140 I By annuity trusts Common Stock 1208687 D Common Stock 2013-05-14 4 S 0 24400 22.72 D 230740 I By annuity trusts Common Stock 1208687 D Common Stock 2013-05-15 4 S 0 17682 22.28 D 213058 I By annuity trusts Common Stock 1208687 D This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.28. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.08 to $22.86. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.45. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary. /s/ David L. Lambert, as attorney-in-fact for Joseph H. Moglia 2013-05-15