0001209191-13-026621.txt : 20130515
0001209191-13-026621.hdr.sgml : 20130515
20130515210345
ACCESSION NUMBER: 0001209191-13-026621
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120404
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOGLIA JOSEPH H
CENTRAL INDEX KEY: 0001187586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 13849314
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c540232_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-04-04
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187586
MOGLIA JOSEPH H
4211 SOUTH 102ND ST.
OMAHA
NE
68127
1
0
0
0
Common Stock
2012-04-04
4
G
0
168455
0
D
354979
I
By annuity trusts
Common Stock
2013-05-13
4
S
0
4800
22.16
D
255140
I
By annuity trusts
Common Stock
1208687
D
Common Stock
2013-05-14
4
S
0
24400
22.72
D
230740
I
By annuity trusts
Common Stock
1208687
D
Common Stock
2013-05-15
4
S
0
17682
22.28
D
213058
I
By annuity trusts
Common Stock
1208687
D
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.28. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.08 to $22.86. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.45. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary.
/s/ David L. Lambert, as attorney-in-fact for Joseph H. Moglia
2013-05-15