-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IseV/7i2zGQNphZ3Notn9/yRcOpcoko5V/wOK/KDOPYob4uPtftDADqNHX8TbkIj JhHKYxszK/i5q3YoFkSHlA== 0001209191-11-009905.txt : 20110215 0001209191-11-009905.hdr.sgml : 20110215 20110215184431 ACCESSION NUMBER: 0001209191-11-009905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110211 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOGLIA JOSEPH H CENTRAL INDEX KEY: 0001187586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11615562 MAIL ADDRESS: STREET 1: AMERITRADE HOLDING CORP STREET 2: 4211 S 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c12706_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-02-11 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001187586 MOGLIA JOSEPH H 4211 SOUTH 102ND ST. OMAHA NE 68127 1 0 0 0 Common Stock 2011-02-11 4 M 0 10000 3.90 A 629589 D Common Stock 2011-02-11 4 S 0 10000 21.00 D 619589 D Common Stock 2011-02-14 4 M 0 10000 3.90 A 629589 D Common Stock 2011-02-14 4 S 0 10000 21.04 D 619589 D Common Stock 2011-02-15 4 M 0 10000 3.90 A 629589 D Common Stock 2011-02-15 4 S 0 10000 21.04 D 619589 D Employee Stock Option (right to buy) 3.90 2011-02-11 4 M 0 10000 0 D 2013-03-01 Common Stock 10000 5415000 D Employee Stock Option (right to buy) 3.90 2011-02-14 4 M 0 10000 0 D 2013-03-01 Common Stock 10000 5405000 D Employee Stock Option (right to buy) 3.90 2011-02-15 4 M 0 10000 0 D 2013-03-01 Common Stock 10000 5395000 D The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010. The option vested daily from the date of grant over 731 days. /s/ Graham Fowler, as attorney-in-fact for Joseph H. Moglia 2011-02-15 -----END PRIVACY-ENHANCED MESSAGE-----