0001247999-12-000006.txt : 20120503
0001247999-12-000006.hdr.sgml : 20120503
20120503135436
ACCESSION NUMBER: 0001247999-12-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120501
FILED AS OF DATE: 20120503
DATE AS OF CHANGE: 20120503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREJSI STEWART R
CENTRAL INDEX KEY: 0001246903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21200
FILM NUMBER: 12808864
MAIL ADDRESS:
STREET 1: 200 SOUTH SANTA FE
CITY: SALINA
STATE: KS
ZIP: 67401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DENALI FUND INC.
CENTRAL INDEX KEY: 0001187520
IRS NUMBER: 550799916
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303-444-5483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: NEUBERGER BERMAN REAL ESTATE INCOME FUND INC
DATE OF NAME CHANGE: 20020909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSAN L CICIORA TRUST
CENTRAL INDEX KEY: 0001247999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21200
FILM NUMBER: 12808863
BUSINESS ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: 3034422156
MAIL ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-05-01
0
0001187520
DENALI FUND INC.
DNY
0001247999
SUSAN L CICIORA TRUST
1029 WEST 3RD AVENUE, SUITE 400
ANCHORAGE
AK
99503
0
0
1
0
0001246903
HOREJSI STEWART R
200 SOUTH SANTA FE
SALINA
KS
67401
0
0
1
0
Common Stock
2012-05-01
4
P
0
100
14.82
A
1156579
D
The trustee of the Susan L. Ciciora Trust (the "Susan Trust") is Alaska Trust Company ("Alaska Trust"). Such trustee may be deemed to control the Susan Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Susan Trust. However, Alaska Trust does not vote or exercise dispositive authority over Shares held by the Susan Trust. Accordingly, Alaska Trust disclaims beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Susan Trust.
As a result of his advisory role with the Susan Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Susan Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Susan Trust.
Trusts affiliated with the Susan Trust, including the Lola Brown Trust No. 1B, the Mildred B. Horejsi Trust, and the Evergreen Trust, own an aggregate of 3,193,282 Shares of the Fund following these transactions.
Douglas J. Blattmachr, President, Alaska Trust Company, trustee of the Susan L. Ciciora Trust
2012-05-03
Stewart R. Horejsi
2012-05-03