0001127602-19-015461.txt : 20190415 0001127602-19-015461.hdr.sgml : 20190415 20190415163201 ACCESSION NUMBER: 0001127602-19-015461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190411 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEITMAN WILLIAM J CENTRAL INDEX KEY: 0001187010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 19748918 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 5O E. RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-11 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001187010 HEITMAN WILLIAM J 50 E. RIVERCENTER BOULEVARD COVINGTON KY 41012-0391 1 Controller Common Stock 2019-04-11 4 S 0 6300 79.46 D 6303 D Common Stock 2019-04-12 4 M 0 5461 79.37 A 11764 D Common Stock 2019-04-12 4 F 0 4558 79.37 D 7206 D Common Stock 2019-04-15 4 S 0 903 79.72 D 6303 D Common Stock 331 I 401(k) Stock Appreciation Right 59.95 2019-04-12 4 M 0 5461 0 D 2015-11-12 2024-12-12 Common Stock 5461 0 D The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Multiple lots for the same price for this order have been combined. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below. Based on Employee Savings Plan information as of April 12, 2019, the latest date for which such information is reasonably available. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. /s/ Jennifer I. Henkel, Attorney-in-Fact 2019-04-15