FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/30/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 04/30/2009 | J(1) | 10,946 | A | (1) | 332,999 | I | By the Marianne E. Boyd Trust, dated March 7, 1989 | ||
Common Stock | 04/30/2009 | J(1) | 17,410 | D | (1) | 214,928 | I | By BG-05 Limited Partnership | ||
Common Stock | 04/30/2009 | J(2) | 421,747 | D | (2) | 0 | I | By Boyd-05 Grantor Retained Annuity Trust #2 | ||
Common Stock | 04/30/2009 | J(3) | 525,187 | D | (3) | 0 | I | By Boyd-05 Grantor Retained Annuity Trust #3 | ||
Common Stock | 72,010 | D | ||||||||
Common Stock | 9,638 | I | By William & Myong Boyd Children's Trust | |||||||
Common Stock | 257,143 | I | By Boyd 2005 Irrevocable Trust, dated April 14, 2005 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On April 30, 2009, the BG-05 Limited Partnership distributed 10,772 shares to the Marianne Boyd Johnson-05 Western Grantor Retained Annuity Trust #1 (the "GRAT"), 174 shares to the Marianne E. Boyd Trust and an aggregate of 6,464 shares to two trusts over which Ms. Johnson has no investment or voting control. On May 1, 2009, the GRAT distributed 10,772 shares to the reporting person, who in turn transferred 10,772 shares to the Marianne E. Boyd Trust on May 4, 2009. |
2. On April 30, 2009, the Boyd-05 Grantor Retained Annuity Trust #2 distributed 421,747 shares to William S. Boyd. |
3. On April 30, 2009, the Boyd-05 Grantor Retained Annuity Trust #3 distributed 525,187 shares to William S. Boyd. |
Remarks: |
/s/ Gregory F. Parisi, Attorney-in-Fact | 05/11/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |