0001415889-17-000587.txt : 20170404 0001415889-17-000587.hdr.sgml : 20170404 20170404173012 ACCESSION NUMBER: 0001415889-17-000587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17739806 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 form4-04042017_050402.xml X0306 4 2017-04-03 0001645494 ARRIS International plc ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DR. SUWANEE GA 30024 false true false false EVP OF FINANCE, CFO Ordinary Shares 2017-04-03 4 S 0 1566 26.51 D 85588 D Restricted Shares (P) 150330 0 2018-01-31 Ordinary Shares 48140 48140 D Restricted Shares (T) 150330 0 2019-03-30 Ordinary Shares 15166 12034 D Restricted Shares (T) 140327 0 2018-03-27 Ordinary Shares 9672 6345 D Restricted Shares (T) 130712 0 2017-07-12 Ordinary Shares 15650 15650 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 76920 76920 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 38460 38460 D Restricted Shares (T) 170329 0 2021-03-29 Ordinary Shares 30900 30900 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 61800 61800 D Shares sold subject to an existing Rule 10b5-1 Sales Plan. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken, Attorney-in-Fact 2017-04-04