SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TANG ANTHONY M

(Last) (First) (Middle)
777 NORTH BROADWAY

(Street)
LOS ANGELES CA 90012

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/19/2004 M 10,820 A $16.5 186,112 D
Common Stock 02/19/2004 S 10,820 D $57 175,292 D
Common Stock 40,348(1) D
Common Stock 120,431.03(2) I By spouse
Common Stock 44,139 I As custodian for children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $16.5 02/19/2004 M 10,820 09/17/1999 09/17/2008 Common Stock 0 $0 0 D
Stock Option $21.25 01/20/2001(3) 01/20/2010 Common Stock 11,500 11,500 D
Stock Option $30.095 01/18/2002(4) 01/18/2011 Common Stock 13,180 24,680 D
Stock Option $32.55 02/21/2003(5) 02/21/2012 Common Stock 13,000 37,680 D
Stock Option $39.85 01/16/2004(6) 01/16/2013 Common Stock 23,750 61,430 D
Stock Option $49.6 11/20/2004(7) 11/20/2013 Common Stock 52,570 114,000 D
Explanation of Responses:
1. Vested interest in ESOP as of 12/31/03.
2. Includes 319.06 shares acquired on 1/21/04 through dividend reinvestment.
3. The option vests in 5 equal annual installments beginning 1/20/01.
4. The option vests in 5 equal annual installments beginning 1/18/02.
5. The option vests in 5 equal annual installments beginning 2/21/03.
6. The option vests in 5 equal annual installments beginning 1/16/04.
7. The option vests in 5 equal annual installments beginning 11/20/04.
Remarks:
Anthony M. Tang 02/23/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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