0001415889-23-005675.txt : 20230331 0001415889-23-005675.hdr.sgml : 20230331 20230331171514 ACCESSION NUMBER: 0001415889-23-005675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230329 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOULIHAN WILLIAM A CENTRAL INDEX KEY: 0001185292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 23789150 MAIL ADDRESS: STREET 1: 10900 WAYZATA BOULEVARD CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lument Finance Trust, Inc. CENTRAL INDEX KEY: 0001547546 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 454966519 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: (212) 588-2051 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: Hunt Companies Finance Trust, Inc. DATE OF NAME CHANGE: 20180525 FORMER COMPANY: FORMER CONFORMED NAME: Five Oaks Investment Corp. DATE OF NAME CHANGE: 20120417 4 1 form4-03312023_050303.xml X0407 4 2023-03-29 0001547546 Lument Finance Trust, Inc. LFT 0001185292 HOULIHAN WILLIAM A C/O LUMENT FINANCE TRUST, INC. 230 PARK AVENUE, 20TH FLOOR NEW YORK NY 10169 true false false false 0 common stock 2023-03-29 4 P 0 1000 2.06 A 179732 D common stock 2023-03-30 4 P 0 1000 1.99 A 180732 D /s/ /s/ Monica Medrano, Attorney-in-Fact 2023-03-31