0001179110-15-012413.txt : 20150820
0001179110-15-012413.hdr.sgml : 20150820
20150820170916
ACCESSION NUMBER: 0001179110-15-012413
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150817
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five Oaks Investment Corp.
CENTRAL INDEX KEY: 0001547546
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 454966519
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1212
BUSINESS ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: SUITE 1432
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 328-9521
MAIL ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: SUITE 1432
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOULIHAN WILLIAM A
CENTRAL INDEX KEY: 0001185292
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35845
FILM NUMBER: 151066858
MAIL ADDRESS:
STREET 1: 10900 WAYZATA BOULEVARD
CITY: MINNETONKA
STATE: MN
ZIP: 55305
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2015-08-17
2015-08-19
0
0001547546
Five Oaks Investment Corp.
OAKS
0001185292
HOULIHAN WILLIAM A
C/O FIVE OAKS INVESTMENT CORP.
540 MADISON AVENUE, 19TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2015-08-17
4
P
0
15000
6.67
A
29500
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.60 to $6.70, inclusive. The reporting person undertakes to provide to Five Oaks Investment Corp., any security holder of Five Oaks Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
This Form 4 is being amended to provide the range of prices for the purchase.
/s/ David Oston as attorney-in-fact for William A. Houlihan
2015-08-20