0001179110-15-012368.txt : 20150819 0001179110-15-012368.hdr.sgml : 20150819 20150819171116 ACCESSION NUMBER: 0001179110-15-012368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150817 FILED AS OF DATE: 20150819 DATE AS OF CHANGE: 20150819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five Oaks Investment Corp. CENTRAL INDEX KEY: 0001547546 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 454966519 STATE OF INCORPORATION: MD FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: 641 LEXINGTON AVENUE STREET 2: SUITE 1432 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 328-9521 MAIL ADDRESS: STREET 1: 641 LEXINGTON AVENUE STREET 2: SUITE 1432 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOULIHAN WILLIAM A CENTRAL INDEX KEY: 0001185292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 151064765 MAIL ADDRESS: STREET 1: 10900 WAYZATA BOULEVARD CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 edgar.xml FORM 4 - X0306 4 2015-08-17 0 0001547546 Five Oaks Investment Corp. OAKS 0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2015-08-17 4 P 0 15000 6.67 A 29500 D /s/ David Oston for William A. Houlihan, pursuant to power of attorney being filed herewith 2015-08-19