0001181431-11-053990.txt : 20111031 0001181431-11-053990.hdr.sgml : 20111031 20111031193233 ACCESSION NUMBER: 0001181431-11-053990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEEK MARK S CENTRAL INDEX KEY: 0001184754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 111169496 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 rrd324506.xml FORM 4 X0304 4 2011-10-27 0 0001124610 VMWARE, INC. VMW 0001184754 PEEK MARK S 3401 HILLVIEW AVE PALO ALTO CA 94304 0 1 0 0 CFO & Co-President, Bus Ops Class A Common Stock 2011-10-27 4 M 0 36459 23.00 A 0 D Class A Common Stock 2011-10-27 4 S 0 31459 99.70 D 128493 D Employee Stock Option (right to buy) 23.00 2011-10-27 4 M 0 36459 0 D 2013-06-08 Class A Common Stock 36459 0 D Price represents weighted average for sales reported. The range of prices for the sales reported is $99.63 through $99.88. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. 113 shares and 101 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2011 and July 29, 2011, respectively. The option, representing a right to purchase a total of 250,000 shares of Class A common stock, became exercisable as to one-quarter of the shares on June 8, 2008 and vested in 36 equal monthly installments as to the remaining shares until fully exercisable on June 8, 2011. Larry Wainblat, attorney-in-fact 2011-10-31