0001225208-12-008095.txt : 20120320 0001225208-12-008095.hdr.sgml : 20120320 20120320170435 ACCESSION NUMBER: 0001225208-12-008095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120316 FILED AS OF DATE: 20120320 DATE AS OF CHANGE: 20120320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSS PATRICK W CENTRAL INDEX KEY: 0001184343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 12704019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0304 4 2012-03-16 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001184343 GROSS PATRICK W 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Common Stock 2012-03-16 4 M 0 992.0000 31.7650 A 35940.0000 D Common Stock 2012-03-16 4 S 0 992.0000 55.0000 D 34948.0000 D Common Stock 2012-03-19 4 M 0 29008.0000 31.7650 A 63956.0000 D Common Stock 2012-03-19 4 S 0 29008.0000 55.0000 D 34948.0000 D Stock Options 31.7650 2012-03-16 4 M 0 992.0000 0.0000 D 2012-11-06 Common Stock 992.0000 29008.0000 D Stock Options 31.7650 2012-03-19 4 M 0 29008.0000 0.0000 D 2012-11-06 Common Stock 29008.0000 0.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Gregory W. Seward (POA on file) 2012-03-20