0001225208-12-008095.txt : 20120320
0001225208-12-008095.hdr.sgml : 20120320
20120320170435
ACCESSION NUMBER: 0001225208-12-008095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120316
FILED AS OF DATE: 20120320
DATE AS OF CHANGE: 20120320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GROSS PATRICK W
CENTRAL INDEX KEY: 0001184343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 12704019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0304
4
2012-03-16
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001184343
GROSS PATRICK W
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Common Stock
2012-03-16
4
M
0
992.0000
31.7650
A
35940.0000
D
Common Stock
2012-03-16
4
S
0
992.0000
55.0000
D
34948.0000
D
Common Stock
2012-03-19
4
M
0
29008.0000
31.7650
A
63956.0000
D
Common Stock
2012-03-19
4
S
0
29008.0000
55.0000
D
34948.0000
D
Stock Options
31.7650
2012-03-16
4
M
0
992.0000
0.0000
D
2012-11-06
Common Stock
992.0000
29008.0000
D
Stock Options
31.7650
2012-03-19
4
M
0
29008.0000
0.0000
D
2012-11-06
Common Stock
29008.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director.
Gregory W. Seward (POA on file)
2012-03-20