-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1DzBKrNJMcsRcB8IlkKClmlzGse8asVQZ9NQR56zwmk02mPTCjT8JSM0z+n2s0u 3uWbcAV5p2uN4CSmgK4/qg== 0001104659-10-064334.txt : 20101227 0001104659-10-064334.hdr.sgml : 20101224 20101227165309 ACCESSION NUMBER: 0001104659-10-064334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101216 FILED AS OF DATE: 20101227 DATE AS OF CHANGE: 20101227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Grant CENTRAL INDEX KEY: 0001432277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34137 FILM NUMBER: 101274475 MAIL ADDRESS: STREET 1: C/O ACTIVIDENTITY CORPORATION STREET 2: 6623 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVIDENTITY CORP CENTRAL INDEX KEY: 0001183941 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 450485038 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6623 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5105741792 MAIL ADDRESS: STREET 1: 6623 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVCARD CORP DATE OF NAME CHANGE: 20020828 4 1 a4.xml 4 X0303 4 2010-12-16 1 0001183941 ACTIVIDENTITY CORP ACTI 0001432277 Evans Grant C/O ACTIVIDENTITY CORPORATION 6623 DUMBARTON CIRCLE FREMONT CA 94555 1 1 0 0 Chief Executive Officer Common Stock 2010-12-16 4 D 0 30572 3.25 D 0 I By Trust Employee Stock Option (right to buy) 2.18 2010-12-16 4 D 0 500000 0 D 2015-04-23 Common Stock 500000 0 D Employee Stock Option (right to buy) 2.18 2010-12-16 4 D 0 500000 0 D 2015-04-23 Common Stock 500000 0 D Employee Stock Option (right to buy) 2.18 2010-12-16 4 D 0 1000000 0 D 2015-04-23 Common Stock 1000000 0 D Employee Stock Option (right to buy) 2.34 2010-12-16 4 D 0 129060 0 D 2016-11-23 Common Stock 129060 0 D Employee Stock Option (right to buy) 2.34 2010-12-16 4 D 0 170940 0 D 2016-11-23 Common Stock 170940 0 D Restricted Stock Units disposed of pursuant to merger agreement between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc. This option was canceled in the merger between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc., in exchange for a cash payment of $535,000, representing the difference between the exercise price of the option and the market value of the underlying Issuer common stock on the effective date of the merger ($3.25 per share). This option was canceled in the merger between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc., in exchange for a cash payment of $535,000, representing the difference between the exercise price of the option and the market value of the underlying Issuer common stock on the effective date of the merger ($3.25 per share). This option was canceled in the merger between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc., in exchange for a cash payment of $1,070,000, representing the difference between the exercise price of the option and the market value of the underlying Issuer common stock on the effective date of the merger ($3.25 per share). This option was canceled in the merger between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc., in exchange for a cash payment of $117,444.60, representing the difference between the exercise price of the option and the market value of the underlying Issuer common stock on the effective date of the merger ($3.25 per share). This option was canceled in the merger between issuer and FitAcquisition, Inc., a wholly owned merger sub of ASSA ABLOY, Inc., in exchange for a cash payment of $155,555.40, representing the difference between the exercise price of the option and the market value of the underlying Issuer common stock on the effective date of the merger ($3.25 per share). /s/ Jacques Kerrest, by power of attorney 2010-12-17 -----END PRIVACY-ENHANCED MESSAGE-----