X0306
4
2014-10-01
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0001484394
Dyckerhoff Stefan A
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
1
Common Stock
2014-10-01
4
X
0
417050.0000
2.0500
A
4942055.0000
I
By Ltd Partnership (SHV)
Common Stock
2014-10-01
4
S
0
226657.0000
3.7720
D
4715398.0000
I
By Ltd Partnership (SHV)
Common Stock Warrant
2.0500
2014-10-01
4
X
0
417050.0000
0.0000
D
2014-10-05
Common Stock
417050.0000
0.0000
I
By Ltd Partnership (SHV)
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
On October 1, 2014, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $2.05 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares disposed of in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
10/05/2009.
/s/ Robert Yin, by power of attorney
2014-10-03