0001225208-11-009727.txt : 20110315
0001225208-11-009727.hdr.sgml : 20110315
20110315185616
ACCESSION NUMBER: 0001225208-11-009727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110311
FILED AS OF DATE: 20110315
DATE AS OF CHANGE: 20110315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001183765
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943409596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 SEAPORT BOULEVARD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650 474 8200
MAIL ADDRESS:
STREET 1: 1300 SEAPORT BOULEVARD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAITHER JAMES C
CENTRAL INDEX KEY: 0001199037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32979
FILM NUMBER: 11689953
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0303
4
2011-03-11
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0001199037
GAITHER JAMES C
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2011-03-11
4
P
0
5278.0000
2.1000
A
11893.0000
I
By Ltd Partnership
Common Stock
2011-03-11
4
P
0
5278.0000
2.1000
A
29079.0000
I
By Trust
Common Stock Warrant
2.4600
2011-03-11
4
P
0
2111.0000
2.1000
A
2011-03-16
2016-03-16
Common Stock
2111.0000
2111.0000
I
By Ltd Partnership
Common Stock Warrant
2.4600
2011-03-11
4
P
0
2111.0000
2.1000
A
2011-03-16
2016-03-16
Common Stock
2111.0000
2111.0000
I
By Trust
Acquired from Issuer pursuant to Underwriting Agreement dated March 11, 2011.
Purchase price per unit. Each unit consists of 1 common share and a warrant to purchase 0.4 of a share of common stock at an exercise price of $2.46 per share.
Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Robert Yin, by power of attorney
2011-03-15