0001225208-11-009727.txt : 20110315 0001225208-11-009727.hdr.sgml : 20110315 20110315185616 ACCESSION NUMBER: 0001225208-11-009727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110311 FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001183765 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943409596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 SEAPORT BOULEVARD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650 474 8200 MAIL ADDRESS: STREET 1: 1300 SEAPORT BOULEVARD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAITHER JAMES C CENTRAL INDEX KEY: 0001199037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32979 FILM NUMBER: 11689953 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 4 1 doc4.xml X0303 4 2011-03-11 0001183765 THRESHOLD PHARMACEUTICALS INC THLD 0001199037 GAITHER JAMES C 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Common Stock 2011-03-11 4 P 0 5278.0000 2.1000 A 11893.0000 I By Ltd Partnership Common Stock 2011-03-11 4 P 0 5278.0000 2.1000 A 29079.0000 I By Trust Common Stock Warrant 2.4600 2011-03-11 4 P 0 2111.0000 2.1000 A 2011-03-16 2016-03-16 Common Stock 2111.0000 2111.0000 I By Ltd Partnership Common Stock Warrant 2.4600 2011-03-11 4 P 0 2111.0000 2.1000 A 2011-03-16 2016-03-16 Common Stock 2111.0000 2111.0000 I By Trust Acquired from Issuer pursuant to Underwriting Agreement dated March 11, 2011. Purchase price per unit. Each unit consists of 1 common share and a warrant to purchase 0.4 of a share of common stock at an exercise price of $2.46 per share. Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Robert Yin, by power of attorney 2011-03-15