0001437749-19-005212.txt : 20190318 0001437749-19-005212.hdr.sgml : 20190318 20190318210022 ACCESSION NUMBER: 0001437749-19-005212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190314 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH LENOX SHARON E CENTRAL INDEX KEY: 0001183605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 19690009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2019-03-14 0001421517 Energy Recovery, Inc. ERII 0001183605 SMITH LENOX SHARON E C/O ENERGY RECOVERY 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Corporate Controller and CAO Common Stock 2019-03-14 4 M 0 12500 6 A 24182 D Common Stock 2019-03-14 4 S 0 12500 9.0002 D 11682 D Common Stock 2019-03-18 4 F 0 101 8.3597 D 11581 D Employee Stock Option (Right to Buy) 6 2019-03-14 4 M 0 12500 0 D 2024-03-12 Common Stock 12500 26182 D This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018. This figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.0200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. /s/ William Yeung, Attorney-in-Fact for Sharon Smith Lenox 2019-03-18