0001437749-19-005212.txt : 20190318
0001437749-19-005212.hdr.sgml : 20190318
20190318210022
ACCESSION NUMBER: 0001437749-19-005212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH LENOX SHARON E
CENTRAL INDEX KEY: 0001183605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 19690009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-03-14
0001421517
Energy Recovery, Inc.
ERII
0001183605
SMITH LENOX SHARON E
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
Corporate Controller and CAO
Common Stock
2019-03-14
4
M
0
12500
6
A
24182
D
Common Stock
2019-03-14
4
S
0
12500
9.0002
D
11682
D
Common Stock
2019-03-18
4
F
0
101
8.3597
D
11581
D
Employee Stock Option (Right to Buy)
6
2019-03-14
4
M
0
12500
0
D
2024-03-12
Common Stock
12500
26182
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.
This figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.0200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.
/s/ William Yeung, Attorney-in-Fact for Sharon Smith Lenox
2019-03-18