SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROBO JAMES L

(Last) (First) (Middle)
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD.

(Street)
JUNO BEACH FL 33408

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEXTERA ENERGY INC [ NEE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
Chairman, President & CEO Director of Subsidiary
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/01/2020 M(1) 50,968 A $60.22 394,338(2)(3) D
Common Stock 05/01/2020 S(4) 6,727 D $225.798(5) 387,611(2)(3) D
Common Stock 05/01/2020 S(4) 38,502 D $226.801(6) 349,109(2)(3) D
Common Stock 05/01/2020 S(4) 20,545 D $227.575(7) 328,564(2)(3) D
Common Stock 05/01/2020 S(4) 5,194 D $228.471(8) 323,370(2)(3) D
Common Stock 107,632 I James L. Robo Gifting Trust
Common Stock 73,550 I Spouse's Gifting Trust
Common Stock 31,292 I 2018 Spouse's Gifting Trust
Common Stock 74,724(9) I By Rabbi Trust
Common Stock 4,714 I By Retirement Savings Plan Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $60.22 05/01/2020 M(1) 50,968 (10) 02/17/2022 Common Stock 50,968 $0 0 D
Explanation of Responses:
1. Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2019.
2. Includes a total of 48,269 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 333 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
3. Includes a total of 221,920 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries, including an aggregate of 1,223 deferred shares deemed acquired pursuant to a dividend reinvestment feature.
4. Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2019.
5. Weighted average sale price. Reporting person sold 6,727 shares through a trade order executed by a broker-dealer at prices ranging from $225.15 to $226.15 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
6. Weighted average sale price. Reporting person sold 38,502 shares through a trade order executed by a broker-dealer at prices ranging from $226.16 to $227.16 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
7. Weighted average sale price. Reporting person sold 20,545 shares through a trade order executed by a broker-dealer at prices ranging from $227.17 to $228.17 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
8. Weighted average sale price. Reporting person sold 5,194 shares through a trade order executed by a broker-dealer at prices ranging from $228.21 to $229.20 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
9. Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 509 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
10. The option, representing a right to buy shares, became exercisable in three substantially equal annual installments beginning on February 15, 2013.
Remarks:
Sharon Sartor (Attorney-in-Fact) 05/04/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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