0001315863-12-000436.txt : 20121114 0001315863-12-000436.hdr.sgml : 20121114 20121114162511 ACCESSION NUMBER: 0001315863-12-000436 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Royal Capital Management, LLC CENTRAL INDEX KEY: 0001182836 IRS NUMBER: 133990726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10323 FILM NUMBER: 121204947 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.920.3400 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020826 13F-HR 1 royalcap3q12.txt ROYAL CAPITAL MANAGEMENT, LLC 13F 3Q 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Capital Management, LLC Address: 623 Fifth Avenue 24th Floor New York, New York 10022 13F File Number: 028-10323 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Yale M. Fergang and Robert W. Medway Title: Managers Phone: 212.920.3400 Signature, Place, and Date of Signing: /s/ Yale M. Fergang New York, New York/USA November 14, 2012 /S/ Robert W. Medway New York, New York/USA November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: $493,109 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIED NEVADA GOLD CORP COM 019344100 16601 425000 SH SOLE 425000 AMDOCS LTD ORD G02602103 20454 620000 SH SOLE 620000 BIG LOTS INC COM 089302103 27731 937500 SH SOLE 937500 BLOCK H & R INC COM 093671105 27555 1590000 SH SOLE 1590000 CEDAR FAIR L P DEPOSITRY UNIT 150185106 41001 1225000 SH SOLE 1225000 CINCINNATI BELL INC NEW COM 171871106 48211 8458000 SH SOLE 8458000 DIGITAL RLTY TR INC PUT 253868953 188 12500 SH PUT SOLE 12500 FIDELITY NATIONAL FINANCIAL CL A 31620R105 44491 2080000 SH SOLE 2080000 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 13248 535276 SH SOLE 535276 HALLIBURTON CO COM 406216101 33522 995000 SH SOLE 995000 HEWLETT PACKARD CO COM 428236103 6909 405000 SH SOLE 405000 HOLLYFRONTIER CORP COM 436106108 34460 835000 SH SOLE 835000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 13804 192500 SH SOLE 192500 LEAR CORP COM NEW 521865204 20535 543392 SH SOLE 543392 NOVAGOLD RES INC COM NEW 66987E206 4620 825000 SH SOLE 825000 SANOFI RIGHT 12/31/2020 80105N113 5218 3105672 SH SOLE 3105672 SEMGROUP CORP CL A 81663A105 52143 1415000 SH SOLE 1415000 TFS FINL CORP COM 87240R107 15782 1740000 SH SOLE 1740000 VALASSIS COMMUNICATIONS INC COM 918866104 38791 1571133 SH SOLE 1571133 WELLPOINT INC COM 94973V107 27845 480000 SH SOLE 480000