0001315863-11-000207.txt : 20111114 0001315863-11-000207.hdr.sgml : 20111111 20111114161328 ACCESSION NUMBER: 0001315863-11-000207 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Royal Capital Management, LLC CENTRAL INDEX KEY: 0001182836 IRS NUMBER: 133990726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10323 FILM NUMBER: 111202638 BUSINESS ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.920.3400 MAIL ADDRESS: STREET 1: 623 FIFTH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020826 13F-HR 1 royal31.txt ROYAL CAPITAL MANAGEMENT 13F 3Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Capital Management, LLC Address: 623 Fifth Avenue 24th Floor New York, New York 10022 13F File Number: 028-10323 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Yale M. Fergang and Robert W. Medway Title: Managers Phone: 212.920.3400 Signature, Place, and Date of Signing: /s/ Yale M. Fergang New York, New York/USA November 14, 2011 /s/ Robert W. Medway New York, New York/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $554,072 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTIVISION BLIZZARD INC COM 00507V109 24990 2100000 SH SOLE 2100000 AES CORP COM 00130H105 32208 3300000 SH SOLE 3300000 ALLIED NEVADA GOLD CORP COM 019344100 16383 457500 SH SOLE 457500 CINCINNATI BELL INC NEW COM 171871106 21630 7000000 SH SOLE 7000000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 41214 2715000 SH SOLE 2715000 GENERAL MTRS CO COM 37045V100 34205 1695000 SH SOLE 1695000 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 14725 710000 SH SOLE 710000 HEWLETT PACKARD CO COM 428236103 28063 1250000 SH SOLE 1250000 INGRAM MICRO INC CL A 457153104 53310 3305000 SH SOLE 3305000 ISHARES TR IBOXX INV CPBD 464287242 552 9223 SH PUT SOLE 9223 LEAR CORP COM NEW 521865204 37538 875000 SH SOLE 875000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 34324 1405000 SH SOLE 1405000 MEMC ELECTR MATLS INC COM 552715104 5680 1084000 SH SOLE 1084000 MICROSOFT CORP COM 594918104 49780 2000000 SH SOLE 2000000 PFIZER INC COM 717081103 31824 1800000 SH SOLE 1800000 ROCK-TENN CO CL A 772739207 8996 184789 SH SOLE 184789 SPDR GOLD TRUST GOLD SHS 78463V107 17229 109000 SH SOLE 109000 SPDR GOLD TRUST GOLD SHS 78463V107 6727 1700 SH CALL SOLE 1700 STILLWATER MNG CO COM 86074Q102 9605 1130000 SH SOLE 1130000 SUNOCO INC COM 86764P109 47600 1535000 SH SOLE 1535000 TFS FINL CORP COM 87240R107 37489 4605000 SH SOLE 4605000