0001315863-11-000207.txt : 20111114
0001315863-11-000207.hdr.sgml : 20111111
20111114161328
ACCESSION NUMBER: 0001315863-11-000207
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royal Capital Management, LLC
CENTRAL INDEX KEY: 0001182836
IRS NUMBER: 133990726
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10323
FILM NUMBER: 111202638
BUSINESS ADDRESS:
STREET 1: 623 FIFTH AVENUE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.920.3400
MAIL ADDRESS:
STREET 1: 623 FIFTH AVENUE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ROYAL CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020826
13F-HR
1
royal31.txt
ROYAL CAPITAL MANAGEMENT 13F 3Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Royal Capital Management, LLC
Address: 623 Fifth Avenue
24th Floor
New York, New York 10022
13F File Number: 028-10323
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Yale M. Fergang and Robert W. Medway
Title: Managers
Phone: 212.920.3400
Signature, Place, and Date of Signing:
/s/ Yale M. Fergang New York, New York/USA November 14, 2011
/s/ Robert W. Medway New York, New York/USA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: $554,072 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACTIVISION BLIZZARD INC COM 00507V109 24990 2100000 SH SOLE 2100000
AES CORP COM 00130H105 32208 3300000 SH SOLE 3300000
ALLIED NEVADA GOLD CORP COM 019344100 16383 457500 SH SOLE 457500
CINCINNATI BELL INC NEW COM 171871106 21630 7000000 SH SOLE 7000000
FIDELITY NATIONAL FINANCIAL CL A 31620R105 41214 2715000 SH SOLE 2715000
GENERAL MTRS CO COM 37045V100 34205 1695000 SH SOLE 1695000
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 14725 710000 SH SOLE 710000
HEWLETT PACKARD CO COM 428236103 28063 1250000 SH SOLE 1250000
INGRAM MICRO INC CL A 457153104 53310 3305000 SH SOLE 3305000
ISHARES TR IBOXX INV CPBD 464287242 552 9223 SH PUT SOLE 9223
LEAR CORP COM NEW 521865204 37538 875000 SH SOLE 875000
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 34324 1405000 SH SOLE 1405000
MEMC ELECTR MATLS INC COM 552715104 5680 1084000 SH SOLE 1084000
MICROSOFT CORP COM 594918104 49780 2000000 SH SOLE 2000000
PFIZER INC COM 717081103 31824 1800000 SH SOLE 1800000
ROCK-TENN CO CL A 772739207 8996 184789 SH SOLE 184789
SPDR GOLD TRUST GOLD SHS 78463V107 17229 109000 SH SOLE 109000
SPDR GOLD TRUST GOLD SHS 78463V107 6727 1700 SH CALL SOLE 1700
STILLWATER MNG CO COM 86074Q102 9605 1130000 SH SOLE 1130000
SUNOCO INC COM 86764P109 47600 1535000 SH SOLE 1535000
TFS FINL CORP COM 87240R107 37489 4605000 SH SOLE 4605000