0001225208-13-015983.txt : 20130709 0001225208-13-015983.hdr.sgml : 20130709 20130709163238 ACCESSION NUMBER: 0001225208-13-015983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130705 FILED AS OF DATE: 20130709 DATE AS OF CHANGE: 20130709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAY LEWIS III CENTRAL INDEX KEY: 0001182705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 13959966 MAIL ADDRESS: STREET 1: C/O NEXTERA ENERGY, INC. STREET 2: 700 UNIVERSE BLVD CITY: JUNO BEACH STATE: FL ZIP: 33408 4 1 doc4.xml X0306 4 2013-07-05 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001182705 HAY LEWIS III 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Common Stock 2013-07-05 4 M 0 11200.0000 59.6500 A 45598.0000 D Common Stock 2013-07-05 4 S 0 11200.0000 65.0000 D 34398.0000 D Common Stock 1806.0000 I By Hay Family Limited Partnership Stock Options 59.6500 2013-07-05 4 M 0 11200.0000 0.0000 D 2013-11-13 Common Stock 11200.0000 0.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This option became exercisable in 1/3 increments beginning on November 14, 2004 and annually thereafter. Gregory W. Seward (POA on file) 2013-07-09