0001225208-13-015983.txt : 20130709
0001225208-13-015983.hdr.sgml : 20130709
20130709163238
ACCESSION NUMBER: 0001225208-13-015983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130705
FILED AS OF DATE: 20130709
DATE AS OF CHANGE: 20130709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAY LEWIS III
CENTRAL INDEX KEY: 0001182705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13959966
MAIL ADDRESS:
STREET 1: C/O NEXTERA ENERGY, INC.
STREET 2: 700 UNIVERSE BLVD
CITY: JUNO BEACH
STATE: FL
ZIP: 33408
4
1
doc4.xml
X0306
4
2013-07-05
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001182705
HAY LEWIS III
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Common Stock
2013-07-05
4
M
0
11200.0000
59.6500
A
45598.0000
D
Common Stock
2013-07-05
4
S
0
11200.0000
65.0000
D
34398.0000
D
Common Stock
1806.0000
I
By Hay Family Limited Partnership
Stock Options
59.6500
2013-07-05
4
M
0
11200.0000
0.0000
D
2013-11-13
Common Stock
11200.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on November 14, 2004 and annually thereafter.
Gregory W. Seward (POA on file)
2013-07-09