0001209191-14-011487.txt : 20140218 0001209191-14-011487.hdr.sgml : 20140217 20140218183921 ACCESSION NUMBER: 0001209191-14-011487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140213 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORMAN JAMES P CENTRAL INDEX KEY: 0001182328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 14623437 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-13 0 0000895421 MORGAN STANLEY MS 0001182328 GORMAN JAMES P C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 1 0 0 Chairman and CEO Common Stock 2014-02-13 5 G 0 E 3360 0.00 D 1054463.943 D Common Stock 2014-02-14 5 G 0 E 27161 0.00 D 35558 I By Grantor Retained Annuity Trust Common Stock 1553.97 I By 401(k) Plan /s/ Martin M. Cohen, Attorney-in-Fact 2014-02-18