0001209191-13-027279.txt : 20130517
0001209191-13-027279.hdr.sgml : 20130517
20130517171850
ACCESSION NUMBER: 0001209191-13-027279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130515
FILED AS OF DATE: 20130517
DATE AS OF CHANGE: 20130517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GORMAN JAMES P
CENTRAL INDEX KEY: 0001182328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 13855990
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY
STREET 2: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-15
0
0000895421
MORGAN STANLEY
MS
0001182328
GORMAN JAMES P
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
1
0
0
Chairman and CEO
Common Stock
2013-05-15
5
G
0
E
2040
0.00
D
1007685.745
D
Common Stock
62719
I
By Grantor Retained Annuity Trust
Common Stock
1547.241
I
By 401(k) Plan
Since the Reporting Person's last report, 43,472 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment.
/s/ Martin M. Cohen, Attorney-in-Fact
2013-05-17