0001209191-11-042424.txt : 20110804 0001209191-11-042424.hdr.sgml : 20110804 20110804103057 ACCESSION NUMBER: 0001209191-11-042424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110804 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORMAN JAMES P CENTRAL INDEX KEY: 0001182328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 111009130 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-08-04 0 0000895421 MORGAN STANLEY MS 0001182328 GORMAN JAMES P C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 1 0 0 President and CEO Common Stock 2011-08-04 4 P 0 100000 20.6207 A 854393 D Common Stock 977.217 I By 401(k) Plan Common Stock 100000 I By Grantor Retained Annuity Trust The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.555 to $20.73, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Charlene R. Herzer, Attorney-in-Fact 2011-08-04