FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/05/2013 |
3. Issuer Name and Ticker or Trading Symbol
TANGOE INC [ TNGO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,000(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (2) | 10/26/2015 | Common Stock | 7,859 | $0.25 | D | |
Employee Stock Option (right to buy) | (2) | 11/20/2016 | Common Stock | 17,961 | $0.35 | D | |
Employee Stock Option (right to buy) | (2) | 10/12/2017 | Common Stock | 42,589 | $1.23 | D | |
Employee Stock Option (right to buy) | (2) | 01/30/2019 | Common Stock | 14,196 | $1.66 | D | |
Employee Stock Option (right to buy) | (3) | 04/16/2020 | Common Stock | 14,196 | $4.72 | D | |
Employee Stock Option (right to buy) | (4) | 01/28/2021 | Common Stock | 19,875 | $5.99 | D | |
Employee Stock Option (right to buy) | (5) | 02/13/2022 | Common Stock | 65,000 | $15.56 | D | |
Employee Stock Option (right to buy) | (6) | 02/19/2023 | Common Stock | 7,500 | $15.08 | D |
Explanation of Responses: |
1. Represents 10,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the original number of shares on February 19, 2014, and as to an additional one-third of the original number of shares on each of February 19, 2015 and 2016. |
2. Vested in full. |
3. Currently vested as to 10,943 shares with further vesting as to an additional 2.0833% of the original 14,196 shares subject to the option occurring monthly through April 14, 2014. |
4. Currently vested as to 11,593 shares with further vesting as to an additional 2.0833% of the original 19,875 shares subject to the option occurring monthly through January 28, 2015. |
5. Currently vested as to 20,313 shares with further vesting as to an additional 2.0833% of the original 65,000 shares subject to the option occurring monthly through February 13, 2016. |
6. The option vest as to 25% of the original 7,500 shares on February 19, 2014 with further vesting as to an additional 2.0833% of the original 7,500 shares subject to the option occurring monthly thereafter through February 19, 2017. |
/s/ Thomas P. Flynn (as attorney-in-fact for Christopher J. Mezzatesta | 06/07/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |