0001127602-12-029411.txt : 20121101 0001127602-12-029411.hdr.sgml : 20121101 20121101175929 ACCESSION NUMBER: 0001127602-12-029411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121101 DATE AS OF CHANGE: 20121101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCAS DONALD L CENTRAL INDEX KEY: 0001181474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51788 FILM NUMBER: 121174596 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MANAGEMENT CORPORATION STREET 2: 6005 PLUMAS STREET, #202 CITY: RENO STATE: NV ZIP: 89509 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0001341439 ORACLE CORP ORCL 0001181474 LUCAS DONALD L C/O DELPHI ASSET MGMT CORPORATION 6005 PLUMAS STREET, SUITE 100 RENO NV 89519 1 Common Stock 2012-10-31 4 M 0 21250 22.84 A 21250 D Common Stock 2012-10-31 4 M 0 20000 19.59 A 41250 D Common Stock 2012-10-31 4 S 0 41250 30.9219 D 0 D Common Stock 5000 I By Trust Stock Option 22.84 2012-10-31 4 M 0 21250 0 D 2018-05-31 Common Stock 21250 0 D Stock Option 19.59 2012-10-31 4 M 0 20000 0 D 2019-05-31 Common Stock 20000 25000 D This transaction was executed in multiple trades at prices ranging from $30.86 to $30.985. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Option vests 25% annually on anniversary of grant date. /s/ Rita S. Dickson by Rita S. Dickson, Attorney in Fact for Donald L. Lucas (POA Filed 5/28/03) 2012-11-01