0001181431-12-060855.txt : 20121128 0001181431-12-060855.hdr.sgml : 20121128 20121128165138 ACCESSION NUMBER: 0001181431-12-060855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121126 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCUDDER MARK A CENTRAL INDEX KEY: 0001181048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121229524 MAIL ADDRESS: STREET 1: 411 S. 13TH STREET STREET 2: SUITE 200 CITY: LINCOLN STATE: NE ZIP: 68508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd361475.xml NOVEMBER 2012 X0306 4 2012-11-26 0 0001012620 GENESEE & WYOMING INC GWR 0001181048 SCUDDER MARK A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $0.01 par value 2012-11-26 4 M 0 5425 10.39 A 41927 D Class A Common Stock, $0.01 par value 2012-11-26 4 S 0 5425 73.25 D 36502 D Class A Common Stock, $0.01 par value 2012-11-27 4 M 0 4700 10.39 A 41202 D Class A Common Stock, $0.01 par value 2012-11-27 4 S 0 3700 73.39 D 37502 D Class A Common Stock, $0.01 par value 2012-11-27 4 S 0 1000 73.90 D 36502 D Stock Option (Right to Buy) 10.39 2012-11-26 4 M 0 5425 0 D 2013-08-20 Class A Common Stock, $0.01 par value 5425 4700 D Stock Option (Right to Buy) 10.39 2012-11-27 4 M 0 4700 0 D 2013-08-20 Class A Common Stock, $0.01 par value 4700 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for the price increments ranging from $73.01 to $73.48. Represents the weighted average sales price for the price increments ranging from $72.90 to $73.84. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments, beginning August 21, 2004. Allison M. Fergus, Attorney-in-Fact for Mark A. Scudder 2012-11-28