0000899243-20-026976.txt : 20201002 0000899243-20-026976.hdr.sgml : 20201002 20201002195254 ACCESSION NUMBER: 0000899243-20-026976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTO LUCIO A CENTRAL INDEX KEY: 0001180541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33708 FILM NUMBER: 201222003 MAIL ADDRESS: STREET 1: C/O PHILIP MORRIS INTERNATIONAL INC. STREET 2: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Philip Morris International Inc. CENTRAL INDEX KEY: 0001413329 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 133435103 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (917) 663-2000 MAIL ADDRESS: STREET 1: 120 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-30 0 0001413329 Philip Morris International Inc. PM 0001180541 NOTO LUCIO A 215 OTTER ROCK DRIVE GREENWICH NY 06830 1 0 0 0 Common Stock 76192 D Common Stock 22196 I By Trust Common Stock 17085 I By Spouse Phantom Stock Units 2020-09-30 4 A 0 534 74.82 A Common Stock 534 111174 D Includes 75,895 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,217 share equivalents acquired through the reinvestment of dividends since June 30, 2020, the date of the last reportable transaction. Shares held by the reporting person in a revocable trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom Stock Units convert to common stock on a 1-for-1 basis. These units were acquired on September 30, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors. The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2020. Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,765 share equivalents acquired through the reinvestment of dividends since June 30, 2020, the date of the last reportable transaction. Jerry Whitson for Lucio A. Noto 2020-10-02