0001127602-14-003376.txt : 20140129 0001127602-14-003376.hdr.sgml : 20140129 20140129184508 ACCESSION NUMBER: 0001127602-14-003376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENAULT KENNETH I CENTRAL INDEX KEY: 0001180524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 14558190 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-27 0000004962 AMERICAN EXPRESS CO AXP 0001180524 CHENAULT KENNETH I 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 1 Chief Executive Officer Common Stock 2013-06-05 5 W 0 E 50 0 A 26148 I By Wife Common Stock 2013-10-31 5 G 0 E 10000 D 654339 D Common Stock 2014-01-27 4 A 0 138700 85.72 A 793039 D Common Stock 2014-01-27 4 F 0 71528 85.72 D 721511 D Common Stock 2014-01-27 4 A 0 13452 85.72 A 734963 D Common Stock 2014-01-27 4 F 0 6938 85.72 D 728025 D Common Stock 11058 I Wife As Trustee/custodian Common Stock 59122 I by trust fbo children Common Stock 67568 I by trust fbo children Common Stock 23557.25 I By 401(k) Plan Shares acquired pursuant to inheritance. The reported disposition represents a bona fide charitable gift made by the reporting person. Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Michael G. Kuchs, attorney-in-fact 2014-01-29