-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSPaGBRMrLWl/NQLalRJUibnpKz+XxuCKtvZVgf7HNYUKqysYeFeYfDVqRRDktd7 Y92vhHo6z4ONa3ojW57T2Q== 0001127602-11-002747.txt : 20110128 0001127602-11-002747.hdr.sgml : 20110128 20110128184315 ACCESSION NUMBER: 0001127602-11-002747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110126 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENAULT KENNETH I CENTRAL INDEX KEY: 0001180524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 11557179 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-26 0000004962 AMERICAN EXPRESS CO AXP 0001180524 CHENAULT KENNETH I 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 1 Chief Executive Officer Common Stock 2010-11-08 5 G 0 E 12000 0 D 961621 D Common Stock 2010-12-01 5 G 0 E 228 0 D 961393 D Common Stock 2010-12-31 5 G 0 E 1078 0 D 960315 D Common Stock 2010-12-31 5 G 0 E 1078 0 A 10921 I Wife As Trustee/custodian Common Stock 2011-01-26 4 A 0 13451 44.46 A 973766 D Common Stock 2011-01-26 4 F 0 4872 44.46 D 968894 D Common Stock 2011-01-27 4 S 0 170000 44.5604 D 798894 D Common Stock 85220 I By Wife Common Stock 22589 I By 401(k) Plan Employee Stock Option (Right to Buy) 44.54 2011-01-27 4 A 0 135981 0 A 2012-01-27 2021-01-27 Common Stock 135981 135981 D Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.36 to $44.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." /s/ Michael G. Kuchs, attorney-in-fact 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----