0001085146-21-001270.txt : 20210422 0001085146-21-001270.hdr.sgml : 20210422 20210421174529 ACCESSION NUMBER: 0001085146-21-001270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210421 EFFECTIVENESS DATE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 21842616 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 03-31-2021 03-31-2021 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 04-12-2021 0 53 44778 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 277 15166 SH SOLE 0 0 15166 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 345 29151 SH SOLE 0 0 29151 BLACKROCK CORPOR HI YLD FD I COM 09255P107 383 32663 SH SOLE 0 0 32663 BLACKROCK CR ALLOCATION INCO COM 092508100 391 26614 SH SOLE 0 0 26614 BLACKROCK MULTI-SECTOR INC T COM 09258A107 241 13348 SH SOLE 0 0 13348 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 314 18253 SH SOLE 0 0 18253 CATERPILLAR INC COM 149123101 214 921 SH SOLE 0 0 921 CHEVRON CORP NEW COM 166764100 419 4000 SH SOLE 0 0 4000 COHEN & STEERS LTD DURATION COM 19248C105 236 9038 SH SOLE 0 0 9038 COHEN & STEERS QUALITY INCOM COM 19247L106 235 16911 SH SOLE 0 0 16911 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8390 8339000 SH SOLE 0 0 8339000 COLONY CR REAL ESTATE INC COM CL A 19625T101 311 36450 SH SOLE 0 0 36450 COMPASS DIVERSIFIED SH BEN INT 20451Q104 1154 49848 SH SOLE 0 0 49848 D R HORTON INC COM 23331A109 805 9038 SH SOLE 0 0 9038 EATON VANCE MUN BD FD COM 27827X101 146 10990 SH SOLE 0 0 10990 EATON VANCE TAX ADVT DIV INC COM 27828G107 266 10122 SH SOLE 0 0 10122 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 14 11000 SH SOLE 0 0 11000 EXXON MOBIL CORP COM 30231G102 216 3863 SH SOLE 0 0 3863 EZCORP INC CL A NON VTG 302301106 53 10710 SH SOLE 0 0 10710 EZCORP INC NOTE 2.375% 5/0 302301AE6 1764 2179000 SH SOLE 0 0 2179000 FINTECH ACQUISITION CORP IV CL A 31810N104 214 19172 SH SOLE 0 0 19172 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 30 31000 SH SOLE 0 0 31000 GABELLI DIVID & INCOME TR COM 36242H104 252 10508 SH SOLE 0 0 10508 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 224 9537 SH SOLE 0 0 9537 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4718 4614000 SH SOLE 0 0 4614000 HP INC COM 40434L105 389 12239 SH SOLE 0 0 12239 INNOVATIVE INDL PPTYS INC COM 45781V101 431 2390 SH SOLE 0 0 2390 INTERNATIONAL BUSINESS MACHS COM 459200101 413 3103 SH SOLE 0 0 3103 IRON MTN INC NEW COM 46284V101 515 13911 SH SOLE 0 0 13911 ISHARES TR IBOXX HI YD ETF 464288513 671 7700 SH SOLE 0 0 7700 ISHARES TR MSCI EAFE ETF 464287465 344 4536 SH SOLE 0 0 4536 KRAFT HEINZ CO COM 500754106 321 8026 SH SOLE 0 0 8026 LENSAR INC COM 52634L108 85 11710 SH SOLE 0 0 11710 MARATHON PETE CORP COM 56585A102 583 10897 SH SOLE 0 0 10897 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 510 44760 SH SOLE 0 0 44760 OAKTREE SPECIALTY LENDING CO COM 67401P108 286 46206 SH SOLE 0 0 46206 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 477 19860 SH SOLE 0 0 19860 PITNEY BOWES INC COM 724479100 389 47154 SH SOLE 0 0 47154 PROSPECT CAP CORP COM 74348T102 1260 164262 SH SOLE 0 0 164262 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 5372 5247000 SH SOLE 0 0 5247000 QUEST DIAGNOSTICS INC COM 74834L100 310 2418 SH SOLE 0 0 2418 RMR GROUP INC CL A 74967R106 410 10039 SH SOLE 0 0 10039 SCULPTOR CAP MGMT COM CL A 811246107 821 37527 SH SOLE 0 0 37527 SIMON PPTY GROUP INC NEW COM 828806109 455 3998 SH SOLE 0 0 3998 SLR INVESTMENT CORP COM 83413U100 206 11610 SH SOLE 0 0 11610 SPDR S&P 500 ETF TR TR UNIT 78462F103 206 519 SH SOLE 0 0 519 STORE CAP CORP COM 862121100 481 14350 SH SOLE 0 0 14350 TEMPLETON EMERGING MKTS INCO COM 880192109 169 22994 SH SOLE 0 0 22994 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 6817 6787000 SH SOLE 0 0 6787000 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 279 5368 SH SOLE 0 0 5368 VERIZON COMMUNICATIONS INC COM 92343V104 393 6755 SH SOLE 0 0 6755 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 454 16215 SH SOLE 0 0 16215 WISDOMTREE INVTS INC COM 97717P104 119 19113 SH SOLE 0 0 19113